CP Investments, LLC

Broker-DealerFINRA MemberEst. 1989
Total AUM
Advisory reps
39
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
24029
Registered since
April 17, 1989

Firm profile

FINTRX

Overview

CP Investments, LLC is organized as a limited liability company and has been registered with the SEC since 1989. Public records classify the firm as an investment bank. Ownership is recorded as a domestic entity and an individual. The firm is not identified as a capital allocator, does not characterize itself as an active ESG investor, and is not listed as a pension consultant or related adviser. The snapshot of its regulatory profile shows it has not been flagged as a multi-state adviser, which may reflect a narrow regulatory footprint despite its organizational form and long SEC registration date.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Douglas Anderson

    Douglas Anderson

    Partner & Chief Compliance OfficerCRD 5079532

  • Lena Najarian

    Lena Najarian

    Deputy Chief Compliance OfficerCRD 4884296

  • Mitchell Julis

    Mitchell Julis

    Co-Founder, Co-Chairman and Co-CEOCRD 1223735

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Contacts

3 of 34
  • Maxcimillion Alexander

    Maxcimillion Alexander

    DirectorCRD 6213535

  • Liana Plotch

    Liana Plotch

    Registered RepresentativeCRD 7580907

  • Sean Frazier

    Sean Frazier

    Director of Corporate DevelopmentCRD 6342958

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2000 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth