PLANMEMBER SECURITIES CORPORATION

Broker-DealerFINRA MemberEst. 1991

Total AUM

$10.1B

Discretionary

$10.1B

100% of AUM

Accounts

69,645

Employees

429

Advisory reps

577

Brokerage reps

425

Firm details

Headquarters: CARPINTERIA, California
CRD number: 11869
Registered since: June 27, 1991
Website: www.planmember.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals76.16%
HNWI14.66%
Pension & Profit Sharing Plans8.89%
Corporations / Businesses0.21%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Planmember Securities Corporation operates as an independent broker-dealer and qualified custodian that has been SEC-registered since 1991. The firm serves both individual & family clients and institutional clients, combining brokerage and insurance distribution with advisory offerings. Its advisory menu includes financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars and workshops. Fee arrangements are varied: the firm uses asset-based fees, hourly and fixed-fee engagement options, and traditional commission-based business. Planmember does not position itself as an ESG investor, and it is not listed as a multi-state registered investment adviser in the available data.