Planmember Securities Corporation

Broker-DealerFINRA MemberEst. 1991

Total AUM

$10.1B

Discretionary

$10.1B

100% of AUM

Accounts

69,645

Employees

429

Advisory reps

590

Brokerage reps

425

Firm details

Headquarters: Carpinteria, California
CRD number: 11869
Registered since: June 27, 1991
Website: www.planmember.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Individuals76.16%
HNWI14.66%
Pension & Profit Sharing Plans8.89%
Corporations / Businesses0.21%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Planmember Securities Corporation is a corporation functioning as an independent broker‑dealer and qualified custodian that has been SEC‑registered since 1991. The firm serves both individual and family clients as well as institutions and combines brokerage and insurance distribution with advisory services. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and educational seminars/workshops. Compensation is mixed across percentage‑of‑AUM, hourly and fixed fees, and commission arrangements. The firm is not identified as an active ESG investor in its profile.