WEDBUSH SECURITIES INC.
Firm details
- Headquarters
- PASADENA, California
- CRD number
- 877
- Registered since
- February 27, 1970
- Website
- www.wedbush.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI48.67%
- Individuals46.09%
- Corporations / Businesses2.84%
- Charitable Organizations1.78%
- Other0.55%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Wedbush Securities Inc. is a diversified broker‑dealer and capital markets firm that combines brokerage, custody and advisory capabilities. The firm operates as a qualified custodian and investment bank while also acting as a futures commission merchant and insurance broker. Its client mix spans individuals and families as well as institutional investors, and it serves both as a capital allocator and as a provider of transactional services. On the advisory side, Wedbush offers financial planning and portfolio management for individuals, small businesses and institutions, and it provides pension‑consulting support, adviser selection services and educational seminars. Revenue is generated through a mix of AUM‑based fees, fixed fees and commissions. The firm does not identify as an active ESG investor in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Private Funds47%
- Exchange Traded Equities40%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds3%
- US Government Bonds2%
Owners & executives
3 of 21MICHAEL KEITH
Independent ContractorCRD 6699268
ANTHONY IAROCCI
Chief Executive OfficerCRD 858828
KIRSTEN FRAUNCES
Executive Vice President, Chief Administrative OfficerCRD 2933930
Contacts
3 of 476DOUGLAS PRYOR
Senior Vice PresidentCRD 2512870
JERRY YOON
Senior Vice PresidentCRD 3067247
JOSHUA MONDONEDO
Equity Syndicate AnalystCRD 5850426
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 586Active vs passive
$1.5B in ETFs
81%
$1.2B
15%
$280M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $359M | 600,451 | 23.98% |
Location
PASADENA, CA
LOS ANGELES
Location
PASADENA, CA
Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- Attn Compliance S Lk Ave
- Time zone
- PT (UTC-8)
- Office locations
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