Wedbush Securities Inc.

Broker-DealerFINRA MemberEst. 1970

Total AUM

$5.7B

Discretionary

$3.9B

69% of AUM

Accounts

10,048

Employees

897

Advisory reps

488

Brokerage reps

482

Firm details

Headquarters: Pasadena, California
CRD number: 877
Registered since: February 27, 1970
Website: www.wedbush.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI48.67%
Individuals46.09%
Corporations / Businesses2.84%
Charitable Organizations1.78%
Other0.55%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wedbush Securities Inc. is a corporate broker-dealer and capital allocator with a long operational history (SEC-registered since 1970). The firm combines brokerage and investment bank capabilities with custody services and futures commission merchant functions. Its client base spans individual and family investors as well as institutional clients. Compensation models include percentage-of-AUM fees, fixed fees, and commission-based business, and the firm provides a mix of brokerage and advisory services such as financial planning, portfolio management for individuals and institutions, pension consulting, selection of other advisers, and educational programs. Wedbush is not identified as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Private Funds47%
Exchange Traded Equities40%
Cash & Cash Equivalents4%
Investment Grade Corp Bonds3%
US Government Bonds2%

Owners & executives

3 of 23

Michael Keith
Independent ContractorCRD 6699268
Anthony Iarocci
Chief Executive OfficerCRD 858828
Kirsten Fraunces
Executive Vice President, Chief Administrative OfficerCRD 2933930