The Spartan Group
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 124430
- Registered since
- January 14, 2003
- Website
- www.spartangroup.io
Firm profile
FINTRXOverview
The Spartan Group is organized as a limited liability company and has been registered with the SEC since 2003. Ownership is listed as individual rather than institutional, and the firm's classification in the dataset is "unclassified." FINTRX flags several negative indicators for broad advisory activity: it does not identify the firm as a capital allocator, an ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Public disclosures in the source are minimal, and no descriptive material about client types, fee schedules, or day-to-day advisory activities is provided. The available records portray an entity with a long registration history but limited visible engagement in the kinds of reporting or programmatic activity that other RIAs typically disclose.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 5
Steven Thornton
PresidentCRD 4496384

Peter Morgan
Founding Partner & Managing DirectorCRD 1264882

Juan Mondragon
Managing DirectorCRD 2744207
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 16 N Marengo Ave
- Time zone
- PT (UTC-8)
- Office locations
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