THE SPARTAN GROUP

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
PASADENA, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is an SEC-registered investment adviser organized as a limited liability company and first registered with the SEC in 2003. Ownership is listed as individual, indicating an owner-managed structure. The firm is categorized as "unclassified" in the available records. Public disclosures for the firm are limited. Filings indicate it is not a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state adviser. The record also notes it is not newly formed, does not serve as a pension consultant, and is not identified as a related adviser. Fee structure, client types, and detailed advisory activities are not provided in the available data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • JUAN MONDRAGON

    Managing DirectorCRD 2744207

  • Alexander Pompetzki

    AssociateCRD 7170275

  • JOHN JOHNSON

    Founding Partner & Managing DirectorCRD 3167704

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth