The Spartan Group

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is organized as a limited liability company and is held by an individual owner. Publicly provided descriptors classify the firm as "Unclassified." Available metadata indicates the firm does not act as a capital allocator and does not identify as an active ESG investor. It also does not report operating across multiple states, being newly formed, serving as a pension consultant, or being designated as a related adviser. The firm has not supplied detail on its client segments, fee schedule, specific business lines, or the advisory services it offers, so there is limited visibility into its target clients or service model from the source data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Steven Thornton

    Steven Thornton

    FinOpCRD 4496384

  • Peter Morgan

    Peter Morgan

    Founding Partner & Managing DirectorCRD 1264882

  • Juan Mondragon

    Juan Mondragon

    Managing DirectorCRD 2744207

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth