The Spartan Group

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is organized as a limited liability company and appears on the SEC adviser register with an initial registration year of 2003. Ownership is held by an individual rather than a corporate or institutional owner. Publicly visible classification for the firm is listed as "unclassified," and the firm is not identified as a capital allocator. Available data shows The Spartan Group does not self-identify as an active ESG investor, is not a multistate adviser, is not newly formed, and does not position itself as a pension consultant or related adviser. The firm has not supplied information about its client mix, fee schedule, core business activities or advisory services, so there is no disclosed detail on the types of clients served or the investment strategies employed.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Juan Mondragon

    Juan Mondragon

    Managing DirectorCRD 2744207

  • Alexander Pompetzki

    Alexander Pompetzki

    AssociateCRD 7170275

  • John Johnson

    John Johnson

    Founding Partner & Managing DirectorCRD 3167704

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth