Griffinest Asia Securities, LLC
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 132187
- Registered since
- December 16, 2004
- Website
- griffinasia.com
Firm profile
FINTRXOverview
Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser in the FINTRX snapshot. The firm has not provided descriptive information about its advisory activities, client segments, fee schedules, or investment mandates in the FINTRX record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Victor Lin
Chief ExecutiveCRD 4351482
Chung Ping Li
Chief Compliance OfficerCRD 4575230
Katie Tai
Chief Compliance OfficerCRD 4229635
Contacts
3 of 20Wan-lin Liao
Investment Advisor RepresentativeCRD 6008382
Yu-lung Tsao
Investment Advisor RepresentativeCRD 2134784
Shanshan Wang
Investment Advisor RepresentativeCRD 5948178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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