Griffinest Asia Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
23
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
132187
Registered since
December 16, 2004

Firm profile

FINTRX

Overview

Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser in the FINTRX snapshot. The firm has not provided descriptive information about its advisory activities, client segments, fee schedules, or investment mandates in the FINTRX record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Victor Lin

    Chief ExecutiveCRD 4351482

  • Chung Ping Li

    Chief Compliance OfficerCRD 4575230

  • Katie Tai

    Chief Compliance OfficerCRD 4229635

Contacts

3 of 20
  • Wan-lin Liao

    Investment Advisor RepresentativeCRD 6008382

  • Yu-lung Tsao

    Investment Advisor RepresentativeCRD 2134784

  • Shanshan Wang

    Investment Advisor RepresentativeCRD 5948178

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
301 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth