Griffinest Asia Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
132187
Registered since
December 16, 2004

Firm profile

FINTRX

Overview

Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. Public filings list the firm as owned by a domestic entity and an individual, but the firm is otherwise classified as "unclassified" in the available data and has not reported standard advisory or business activity detail. FINTRX marks the firm as not being a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant and not a related adviser. Several typical advisor attributes (fee structure, advisory activities, client base) are not provided in the record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Victor Lin

    Chief ExecutiveCRD 4351482

  • Chung Ping Li

    Chief Compliance OfficerCRD 4575230

  • Katie Tai

    Chief Compliance OfficerCRD 4229635

Contacts

3 of 19
  • Xinyi Wang

    Xinyi Wang

    Research PrincipalCRD 6268504

  • Chung-ming Lee

    foreign associateCRD 7005157

  • Hsiu-ping Peng

    Operations AssociateCRD 6886598

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
301 N Lake Ave
Time zone
PT (UTC-8)
Office locations

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