GRIFFINEST ASIA SECURITIES, LLC
Firm details
- Headquarters
- PASADENA, California
- CRD number
- 132187
- Registered since
- December 16, 2004
- Website
- griffinasia.com
Firm profile
FINTRXOverview
Griffinest Asia Securities, LLC is a limited liability company that registered with the SEC in 2004. FINTRX classifies the firm as "unclassified" and lists its owner type as a combination of a domestic entity and an individual. The dataset records no role for the firm as a capital allocator and does not identify it as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not provide details on the firm’s advisory lines, client segments, fee schedule, or business activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3VICTOR LIN
Chief ExecutiveCRD 4351482
CHUNG PING LI
Chief Compliance OfficerCRD 4575230
KATIE TAI
Chief Compliance OfficerCRD 4229635
Contacts
3 of 19XINYI WANG
Research PrincipalCRD 6268504
CHUNG-MING LEE
foreign associateCRD 7005157
HSIU-PING PENG
Operations AssociateCRD 6886598
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PASADENA, CA
LOS ANGELES
Location
PASADENA, CA
Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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