LIGHTHOUSE CAPITAL GROUP, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
PASADENA, California
CRD number
169135
Registered since
June 30, 2014

Firm profile

FINTRX

Overview

Lighthouse Capital Group, LLC is organized as a limited liability company and has been SEC-registered since 2014. FINTRX classifies the firm as unclassified and lists its owner type as a combination of a domestic entity and an individual. The profile indicates the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not flagged as a newly formed adviser, pension consultant, or related adviser. The available regulatory snapshot contains few operational details: no client segments, fee schedules, business activities, or advisory services were supplied to FINTRX. That lack of disclosure limits insight into the firm’s target clients, service model, or investment approach.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • SUSANA DRYDEN

    Chief Operating OfficerCRD 5327906

  • Justin Fordice

    Independent ContractorCRD 7328445

Contacts

3 of 21
  • JOHN FERGUSON

    Registered RepresentativeCRD 4947624

  • Parker Vincent

    CRD 8088530

  • Aaron Bush

    Investment AnalystCRD 6950336

Unlock 18 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
1055 E Colorado Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth