Capital Research Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
40823
Registered since
August 14, 1996

Firm profile

FINTRX

Overview

Capital Research Brokerage Services, LLC is a limited liability company that functions as a fund distributor rather than an investment manager. The entity has been SEC-registered since 1996 and is owned by an individual owner. It is not positioned as a capital allocator or an investment adviser and is not identified as an active ESG investor, pension consultant, or related adviser. The firm’s regulatory and classification footprint indicates a distribution role—placing third-party fund products—rather than operating as a portfolio manager or multi-state advisory business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • John Odell

    John Odell

    Co-Founder and PrincipalCRD 1908737

  • Julie Goldstone

    Julie Goldstone

    AdministrationCRD 4157944

  • Richard Dinger

    Richard Dinger

    PresidentCRD 2326630

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
15 S Raymond Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth