Capital Research Brokerage Services, LLC
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 40823
- Registered since
- August 14, 1996
Firm profile
FINTRXOverview
Capital Research Brokerage Services, LLC is a limited liability company that functions as a fund distributor rather than an investment manager. The entity has been SEC-registered since 1996 and is owned by an individual owner. It is not positioned as a capital allocator or an investment adviser and is not identified as an active ESG investor, pension consultant, or related adviser. The firm’s regulatory and classification footprint indicates a distribution role—placing third-party fund products—rather than operating as a portfolio manager or multi-state advisory business.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 8
John Odell
Co-Founder and PrincipalCRD 1908737

Julie Goldstone
AdministrationCRD 4157944

Richard Dinger
PresidentCRD 2326630
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 15 S Raymond Ave
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Trend Trade Securities LLC
Broker-DealerPasadena, CA
Mainspring Capital Management, LLC
Broker-DealerPasadena, CA
Griffinest Asia Securities, LLC
Broker-DealerPasadena, CA
Lighthouse Capital Group, LLC
Broker-DealerPasadena, CA
Wedbush Securities Inc.
Broker-DealerPasadena, CA
The Spartan Group
Broker-DealerPasadena, CA