Capital Research Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
40823
Registered since
August 14, 1996

Firm profile

FINTRX

Overview

Capital Research Brokerage Services, LLC is organized as a limited liability company and is SEC-registered since 1996. The firm is owned by an individual and is classified in the dataset as "Unclassified." Public filings and the provided snapshot indicate limited disclosure about the firm's lines of business: fields for client base, fee schedule, business activities and advisory services are blank in the source material. The dataset flags several negatives rather than active specialties: Capital Research Brokerage Services, LLC is not identified as a capital allocator, is not listed as an active ESG investor, is not a multi-state adviser, is not newly formed, and is not registered as a pension consultant or related adviser. Those attributes suggest a narrow or limited public footprint in the RIA universe rather than an emphasis on multi-jurisdictional advisory programs or dedicated institutional/pension work.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • John Odell

    PrincipalCRD 1908737

  • Julie Goldstone

    Julie Goldstone

    AdministrationCRD 4157944

  • Richard Dinger

    Richard Dinger

    PresidentCRD 2326630

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
15 S Raymond Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth