Alliant Securities, Inc. Turner, Nord, Kienbaum

Broker-DealerFINRA MemberEst. 2021
Total AUM
$300M
Discretionary
$235M
78% of AUM
Accounts
696
Employees
9
Advisory reps
9
Brokerage reps
5

Firm details

Headquarters
Liberty Lake, Washington
CRD number
7726
Registered since
May 13, 2021
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals77.5%
  • HNWI21.67%
  • Charitable Organizations0.83%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Alliant Securities, Inc. Turner, Nord, Kienbaum operates as a corporate broker-dealer that also provides advisory services, principally portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and serves both individual & family clients and some institutional relationships. Registered with the SEC in 2021, the firm is owned by an individual and does not present itself as a multi-state or related adviser, nor as an active ESG investor. Business activity centers on brokerage execution alongside discretionary and non-discretionary portfolio management. The firm is not positioned as a capital allocator to third-party private managers and does not list pension consulting among its services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 20%, US Government Bonds 10%, Cash & Cash Equivalents 5%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds20%
  • US Government Bonds10%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • Paul Kienbaum

    Chief Executive OfficerCRD 1532287

Contacts

3 of 8
  • Stephanie Bates

    Sales AssistantCRD 2821379

  • John Woodhead

    Registered RepresentativeCRD 1948934

  • Jeffrey Newton

    Investment Adviser RepresentativeCRD 2176966

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Liberty Lake, WA

Spokane

Location

Liberty Lake, WA

Headquartered in Liberty Lake, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.

Metro area
Spokane-Spokane Valley-Coeur d'Alene, WA-ID
Region
West
County
Spokane
Address
695 N Legacy Ridge Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth