ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM

Broker-DealerFINRA MemberEst. 2021
Total AUM
$300M
Discretionary
$235M
78% of AUM
Accounts
696
Employees
9
Advisory reps
9
Brokerage reps
5

Firm details

Headquarters
LIBERTY LAKE, Washington
CRD number
7726
Registered since
May 13, 2021
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals77.5%
  • HNWI21.67%
  • Charitable Organizations0.83%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Alliant Securities, Inc. Turner, Nord, Kienbaum operates as a broker-dealer that also provides portfolio management services for individuals and small businesses. The firm runs a percentage-of-AUM fee model and serves both individual & family clients and institutional accounts. Its filings show a clear tilt toward equity investing: exchange-traded equities represent the single largest component of client portfolios, suggesting a core focus on liquid, market-traded securities rather than bespoke private placements. The firm is not identified as an active ESG investor and is classified as an unclassified, individually owned entity that registered with the SEC in 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Public Funds/Mutual Funds 20%, US Government Bonds 10%, Cash & Cash Equivalents 5%65%
  • Exchange Traded Equities65%
  • Public Funds/Mutual Funds20%
  • US Government Bonds10%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1
  • PAUL KIENBAUM

    Chief Executive OfficerCRD 1532287

Contacts

3 of 8
  • STEPHANIE BATES

    Sales AssistantCRD 2821379

  • GAIL KALK

    Stock BrokerCRD 263431

  • SALLY MANN

    Financial Operations PrincipalCRD 1853433

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LIBERTY LAKE, WA

SPOKANE

Location

LIBERTY LAKE, WA

Headquartered in LIBERTY LAKE, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.

Metro area
Spokane-Spokane Valley-Coeur d'Alene, WA-ID
Region
West
County
SPOKANE
Address
695 N Legacy Ridge Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth