DUPREE & COMPANY, INC.

Overview

Dupree & Company, Inc. is a small, SEC-registered broker-dealer that also provides portfolio management services for investment companies. The firm has been registered since 1977 and is owned by an individual. Its client base is institutional and its advisory fees are charged as a percentage of assets under management. Dupree is not positioned as a capital allocator and does not identify as an active ESG investor. The firm is not registered as a multi-state adviser. Investment activity appears concentrated on managing pooled or institutional investment vehicles rather than servicing many retail households. Given its combined broker-dealer and portfolio-management roles, the firm likely handles trading, execution and back-office support for the assets it oversees in addition to discretionary portfolio decisions for its investment-company client(s).

Assets & Accounts

Location & Offices