Private Client Services, LLC
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 120222
- Registered since
- May 25, 2010
- Website
- pcsbd.net
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals73.05%
- HNWI26.37%
- Corporations / Businesses0.52%
- Pension & Profit Sharing Plans0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Private Client Services, LLC is an independent broker‑dealer and insurance broker that provides both advisory and brokerage services to individuals, families and institutional clients. The firm is registered with the SEC (registered in 2010) and lists advisory capabilities that include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, selection of other advisers, and educational seminars and workshops. Compensation approaches include percentage‑of‑AUM fees as well as hourly and fixed fees. The firm is not identified as an active ESG investor and does not act as a direct capital allocator; it also reports industry affiliations as a broker‑dealer, another investment adviser, and an insurance company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities94%
- Investment Grade Corp Bonds3%
- US Government Bonds1%
- Cash & Cash Equivalents1%
- Other1%
Owners & executives
3 of 71
Melissa Imbrogno
Partner, COOCRD 5651851
Joshua Frazier
Chief Investment OfficerCRD 5704259
Lindsey Vardi
Chief Compliance OfficerCRD 5733866
Contacts
3 of 750
Pei-chin Andrew
Financial AdvisorCRD 5662191
Adam Stalnaker
Investment Advisor RepresentativeCRD 5675604
Michael Stolberg
Director of TradingCRD 5678544
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 192Active vs passive
$350M in ETFs
66%
$231M
26%
$119M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $35.1M | 45,789 | 10.01% |
Location
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 2225 Lexington Rd
- Time zone
- CT (UTC-6)
- Office locations
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