PRIVATE CLIENT SERVICES, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
$1.4B
Discretionary
$562M
41% of AUM
Accounts
8,765
Employees
60
Advisory reps
776
Brokerage reps
60

Firm details

Headquarters
LOUISVILLE, Kentucky
CRD number
120222
Registered since
May 25, 2010
Website
pcsbd.net
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals73.05%
  • HNWI26.37%
  • Corporations / Businesses0.52%
  • Pension & Profit Sharing Plans0.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Private Client Services, LLC is an SEC-registered limited liability company operating as an independent broker-dealer and insurance broker. The firm provides retail and institutional advisory services, including financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and client education through workshops and seminars. Its client base spans individual and family investors as well as institutional clients. The firm uses a mix of fee approaches — percentage of AUM, hourly billing, and fixed fees — alongside brokerage and insurance offerings. The firm was registered with the SEC in 2010 and is organized as a domestic entity with individual ownership. Environmental, social, and governance (ESG) considerations are not flagged as an active priority in the firm’s stated investment activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Investment Grade Corp Bonds 3%, US Government Bonds 1%, Cash & Cash Equivalents 1%, Other 1%94%
  • Exchange Traded Equities94%
  • Investment Grade Corp Bonds3%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%
  • Other1%

Owners & executives

3 of 59
  • CODY GEHMAN

    Director & COOCRD 6882334

  • DOUGLAS CLAYCOMB

    Owner & CEOCRD 4751115

  • VINSON BROD

    Chief Operating Officer and Chief Compliance OfficerCRD 2619867

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Contacts

3 of 717
  • MITCHELL DESPINICH

    Investment AdvisorCRD 4279817

  • MARY HUNTLEY

    Financial PlannerCRD 4552127

  • Ryan Conley

    Wealth AdvisorCRD 4948310

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 170

Active vs passive

$300M in ETFs

Passive

77%

$231M

Active

21%

$69.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$35.6M54,56611.87%

Location

Primary office

LOUISVILLE, KY

JEFFERSON

Location

LOUISVILLE, KY

Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
2225 Lexington Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth