Johnstone Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
—
Advisory reps
46
Avg account
$0

Firm details

Headquarters
Louisville, Kentucky
CRD number
301394
Registered since
August 8, 2019

Firm profile

FINTRX

Overview

Johnstone Brokerage Services, LLC is organized as a limited liability company and is SEC-registered as an investment adviser since 2019. The firm's ownership is recorded as a combination of a domestic entity and an individual. Regulatory filings classify the adviser as "unclassified" and indicate it does not operate as a capital allocator. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or a related adviser to another registered entity. Those attributes, together with the limited detail in its public filing, suggest a compact operation with a narrow regulatory footprint rather than a broad wealth management platform.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas McCarthy

    Thomas McCarthy

    Chief Distribution OfficerCRD 4331512

Contacts

3 of 45
  • Richard Schlaack

    Richard Schlaack

    ConsultantCRD 4095320

  • Matthew Robinson

    Matthew Robinson

    Senior Internal ConsultantCRD 6892513

  • Roy Smith

    Roy Smith

    Managing PrincipalCRD 2542940

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Louisville, KY

Jefferson

Location

Louisville, KY

Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
Jefferson
Address
1906 Stanley Gault Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth