Johnstone Brokerage Services, LLC
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 301394
- Registered since
- August 8, 2019
Firm profile
FINTRXOverview
Johnstone Brokerage Services, LLC is organized as a limited liability company and is SEC-registered as an investment adviser since 2019. The firm's ownership is recorded as a combination of a domestic entity and an individual. Regulatory filings classify the adviser as "unclassified" and indicate it does not operate as a capital allocator. The firm is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not listed as a pension consultant or a related adviser to another registered entity. Those attributes, together with the limited detail in its public filing, suggest a compact operation with a narrow regulatory footprint rather than a broad wealth management platform.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Thomas McCarthy
Chief Distribution OfficerCRD 4331512
Contacts
3 of 45
Richard Schlaack
ConsultantCRD 4095320

Matthew Robinson
Senior Internal ConsultantCRD 6892513

Roy Smith
Managing PrincipalCRD 2542940
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 1906 Stanley Gault Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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