Johnstone Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Louisville, Kentucky
CRD number
301394
Registered since
August 8, 2019

Firm profile

FINTRX

Overview

Johnstone Brokerage Services, LLC is organized as a limited liability company and has been SEC-registered since 2019. The firm’s ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and records it as not operating as a capital allocator, not serving as a pension consultant, and not identified as a related adviser. The available record indicates the firm does not identify as a multi-state adviser and is not flagged as a newly formed adviser. FINTRX does not provide specifics on the firm’s advisory or brokerage business activities, client segments, or fee schedule.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas McCarthy

    Thomas McCarthy

    Chief Distribution OfficerCRD 4331512

Contacts

3 of 44
  • Richard Schlaack

    Richard Schlaack

    ConsultantCRD 4095320

  • Matthew Robinson

    Matthew Robinson

    Senior Internal ConsultantCRD 6892513

  • Roy Smith

    Roy Smith

    Managing PrincipalCRD 2542940

Unlock 41 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Louisville, KY

Jefferson

Location

Louisville, KY

Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
Jefferson
Address
1906 Stanley Gault Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth