JOHNSTONE BROKERAGE SERVICES, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
LOUISVILLE, Kentucky
CRD number
301394
Registered since
August 8, 2019

Firm profile

FINTRX

Overview

Johnstone Brokerage Services, LLC is organized as a limited liability company and is recorded as SEC-registered since 2019. FINTRX lists the owner type as a combination of a domestic entity and an individual and classifies the firm as "Unclassified." The profile contains minimal detail about the firm's business model or advisory activities. The dataset flags several negative attributes: the firm is not marked as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not listed as a related adviser. FINTRX does not populate fields for fee structure, client base, or specific advisory/business activities, reflecting a limited public footprint in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas McCarthy

    Chief Distribution OfficerCRD 4331512

Contacts

3 of 46
  • Arabella Caldwell

    Sales AnalystCRD 7806415

  • Samuel Johnson

    Vice President, Business DevelopmentCRD 5899584

  • Richard Schlaack

    ConsultantCRD 4095320

Unlock 43 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LOUISVILLE, KY

JEFFERSON

Location

LOUISVILLE, KY

Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
1906 Stanley Gault Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth