Johnstone Brokerage Services, LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Louisville, Kentucky
CRD number
301394
Registered since
August 8, 2019

Firm profile

FINTRX

Overview

Johnstone Brokerage Services, LLC is organized as a limited liability company and is registered with the SEC (registration year recorded as 2019). The FINTRX snapshot identifies the owner type as a combination of a domestic entity and an individual. The dataset leaves the firm's investment mandate, client segments, fee arrangements and core advisory activities unspecified. The profile also flags several negative attributes: the firm is not identified as a capital allocator, not an active ESG investor, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Thomas McCarthy

    Thomas McCarthy

    Chief Distribution OfficerCRD 4331512

Contacts

3 of 44
  • Arabella Caldwell

    Arabella Caldwell

    Sales AnalystCRD 7806415

  • Samuel Johnson

    Samuel Johnson

    Vice President, Business DevelopmentCRD 5899584

  • Richard Schlaack

    Richard Schlaack

    ConsultantCRD 4095320

Unlock 41 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Louisville, KY

Jefferson

Location

Louisville, KY

Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
Jefferson
Address
1906 Stanley Gault Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth