Johnstone Brokerage Services, LLC
Firm details
- Headquarters
- Louisville, Kentucky
- CRD number
- 301394
- Registered since
- August 8, 2019
Firm profile
FINTRXOverview
Johnstone Brokerage Services, LLC is organized as a limited liability company and is registered with the SEC (registration year recorded as 2019). The FINTRX snapshot identifies the owner type as a combination of a domestic entity and an individual. The dataset leaves the firm's investment mandate, client segments, fee arrangements and core advisory activities unspecified. The profile also flags several negative attributes: the firm is not identified as a capital allocator, not an active ESG investor, not a pension consultant, and not a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Thomas McCarthy
Chief Distribution OfficerCRD 4331512
Contacts
3 of 44
Arabella Caldwell
Sales AnalystCRD 7806415

Samuel Johnson
Vice President, Business DevelopmentCRD 5899584

Richard Schlaack
ConsultantCRD 4095320
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Louisville, KY
Jefferson
Location
Louisville, KY
Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- South
- County
- Jefferson
- Address
- 1906 Stanley Gault Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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