James T. Borello & Co
Firm details
- Headquarters
- East Dundee, Illinois
- CRD number
- 16860
- Registered since
- November 5, 2018
- Website
- jamestborello.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI70.22%
- Individuals29.78%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
James T. Borello & Co. is an independent broker-dealer that also operates an SEC-registered advisory business (registered with the SEC in 2018). The firm is owned by an individual and targets individual and family clients, offering a mix of brokerage, registered representative services and insurance brokerage alongside advisory work. Its advisory services focus on financial planning and portfolio management for individuals and small businesses, and it charges fees on a percentage-of-AUM basis. The firm is not positioned as an ESG investor, and it does not present itself as a multi-state or pension consultant adviser. Its business model combines product distribution (brokerage and insurance) with fee-based advisory relationships for private clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Non-Exchange Traded Equities46%
- Cash & Cash Equivalents2%
Contacts
3 of 4
Daniel Borello
Compliance OfficerCRD 6691474
Michael Speziale
Financial PlannerCRD 2296776
James Borello
ConsultantCRD 1295014
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 230Active vs passive
$675M in ETFs
50%
$334M
50%
$341M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP CORE EQUITY ETF (CGUS) | Capital Group | Active | Large Blend | $44M | 989,778 | 6.52% |
Location
East Dundee, IL
Kane
Location
East Dundee, IL
Headquartered in East Dundee, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Kane
- Address
- 151 Dundee Ave
- Time zone
- CT (UTC-6)
- Office locations
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