MWA FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- ROCK ISLAND, Illinois
- CRD number
- 112630
- Registered since
- January 4, 2016
- Website
- www.modernwoodmen.org
- Custodians
- ASSETMARK TRUST CO., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals78.85%
- HNWI18.49%
- Charitable Organizations1.52%
- Corporations / Businesses1.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
MWA Financial Services, Inc. operates as a corporation registered with the SEC since 2016 and functions primarily as an insurance broker-dealer that also provides advisory services. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses/institutions, and selection of third-party advisers. Its revenue model includes percentage-of-AUM fees alongside hourly and fixed-fee arrangements. MWA is a multi-state adviser and does not present itself as a capital allocator or an active ESG investor; its core activities are broker-dealer and insurance brokerage services combined with advisory work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities49%
- Public Funds/Mutual Funds44%
- Cash & Cash Equivalents6%
- State & Local Bonds1%
Owners & executives
3 of 3Jacob Plowman
Regional CoordinatorCRD 7626607
TODD SWANSON
Chief Accounting OfficerCRD 4844282
JERALD LYPHOUT
Chief Administrative OfficerCRD 4148959
Contacts
3 of 702Rosa Cuellar
Registered RepresentativeCRD 7780099
JOSEPH GRIFFITH
Registered RepresentativeCRD 3073993
RANDALL MILLER
Financial RepresentativeCRD 4643142
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ROCK ISLAND, IL
ROCK ISLAND
Location
ROCK ISLAND, IL
Headquartered in ROCK ISLAND, IL, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- ROCK ISLAND
- Address
- 1701 1st Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
JAMES T. BORELLO & CO.
Broker-DealerEAST DUNDEE, IL
WORLD EQUITY GROUP, INC.
Broker-DealerSCHAUMBURG, IL
MACK INVESTMENT SECURITIES, INC.
Broker-DealerNORTHFIELD, IL
ACCESS FINANCIAL GROUP, INC.
Broker-DealerCHICAGO, IL
ROMANO WEALTH MANAGEMENT
Broker-DealerEVANSTON, IL
NORTHERN TRUST SECURITIES, INC
Broker-DealerCHICAGO, IL