Broker-Dealers: Under $100M AUM
57 Broker-Dealers in the Under $100M AUM range, ranked by reported regulatory assets.
INVESTORS BROKERAGE OF TEXAS, LTD.
Broker-DealerWACO, TX
AUM $98.6MTEAM 8REPS 7
GARRETT NAGLE & CO., INC.
Broker-DealerWOBURN, MA
AUM $98.4MTEAM 4REPS 2
SHEARMAN, RALSTON INC.
Broker-DealerGREENWICH, CT
AUM $97.7MTEAM 4REPS 4
ATIS
Broker-DealerHIGHLAND, IN
AUM $96.3MTEAM 4REPS 5
INSIGHT SECURITIES, INC.
Broker-DealerHIGHLAND PARK, IL
AUM $94.2MTEAM 25REPS 48
MCCLURG CAPITAL CORPORATION
Broker-DealerSAN RAFAEL, CA
AUM $92.9MTEAM 6REPS 10
IBN FINANCIAL SERVICES, INC
Broker-DealerLIVERPOOL, NY
AUM $87.7MTEAM 52REPS 51
INTERCAROLINA FINANCIAL SERVICES, INC.
Broker-DealerGREENSBORO, NC
AUM $85.4MTEAM 29REPS 31
LIBERTY CAPITAL
Broker-DealerPORTLAND, OR
AUM $84.5MTEAM 6REPS 6
COLORADO FINANCIAL SERVICE CORPORATION
Broker-DealerCENTENNIAL, CO
AUM $84.1MTEAM 38REPS 38
MARCH CAPITAL CORP.
Broker-DealerCHICAGO, IL
AUM $82.4MTEAM 4REPS 22
DORN & CO., INC.
Broker-DealerMINNETONKA, MN
AUM $61.4MTEAM 2REPS 3
AKAR CAPITAL MANAGEMENT, INC.
Broker-DealerPLANTATION, FL
AUM $58MTEAM 1REPS 2
WESTPARK CAPITAL, INC.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 51
TECKMEYER FINANCIAL SERVICES, L.L.C.
Broker-DealerOMAHA, NE
AUM $51.6MTEAM 7REPS 9
PRIVATE PORTFOLIO OF SAN DIEGO
Broker-DealerLA JOLLA, CA
AUM $50MTEAM 19REPS 18
STOCK TRADERS
Broker-DealerHUNTINGTON BEACH, CA
AUM $49.2MTEAM 3REPS 3
LATIN SECURITIES INC
Broker-DealerMIAMI, FL
AUM $48.9MTEAM 6REPS 15
ITAU INTERNATIONAL SECURITIES INC.
Broker-DealerMIAMI, FL
AUM $48MTEAM 33REPS 78
NORTHWEST INVESTMENT ADVISORS, INC
Broker-DealerSPOKANE, WA
AUM $45.3MTEAM 15REPS 15
FIRST WESTERN SECURITIES, INC.
Broker-DealerHURST, TX
AUM $41.7MTEAM 7REPS 14
DAVINCI CAPITAL MANAGEMENT INC.
Broker-DealerCAMBRIDGE, MA
AUM $40.2MTEAM 4REPS 15
S.G. LONG & COMPANY
Broker-DealerMISSOULA, MT
AUM $35.3MTEAM 15REPS 16
SUPREME ALLIANCE LLC
Broker-DealerCharlotte
AUM $35.3MTEAM 16REPS 42
Other AUM ranges
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