Supreme Alliance LLC

Broker-DealerFINRA MemberEst. 2017

Total AUM

$35.3M

Discretionary

$19.5M

55% of AUM

Accounts

107

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Charlotte,
CRD number: 45348
Registered since: January 23, 2017
Website: www.supremealliancellc.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: Individuals85.23%
HNWI14.77%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Supreme Alliance LLC is an independent broker-dealer and insurance broker organized as an LLC. The firm has been SEC-registered since 2017 and operates across multiple states. It positions itself as a multi-service wealth provider for individuals and families, combining brokerage and advisory activity with insurance distribution. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Supreme Alliance uses a mixed fee model — percentage of AUM, hourly and fixed fees, commissions and other arrangements — and identifies itself as a capital allocator that places client capital with third-party managers when appropriate. The firm is not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds73%
Cash & Cash Equivalents14%
State & Local Bonds8%
Exchange Traded Equities5%

Contacts

3 of 44

Thomas Alley
Investment Advisor Representative, Registered RepresentativeCRD 1942297
Molly Russell
AssistantCRD 7668702
George Boyer
Registered RepresentativeCRD 1425476