SUPREME ALLIANCE LLC

Broker-DealerFINRA MemberEst. 2017

Total AUM

$35.3M

Discretionary

$19.5M

55% of AUM

Accounts

107

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Charlotte,
CRD number: 45348
Registered since: January 23, 2017
Website: www.supremealliancellc.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: Individuals85.23%
HNWI14.77%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Supreme Alliance LLC is an independent broker-dealer and insurance broker that also operates as a registered investment adviser and capital allocator serving individual and family clients. The firm offers a mix of brokerage and advisory services, including financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, pension consulting, and the selection of outside advisers. Compensation is blended: the firm charges asset-based fees alongside hourly and fixed fees, commissions, and other fee arrangements. Supreme Alliance is a multistate adviser that does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds73%
Cash & Cash Equivalents14%
State & Local Bonds8%
Exchange Traded Equities5%

Contacts

3 of 42

THOMAS ALLEY
Investment Advisor Representative, Registered RepresentativeCRD 1942297
Molly Russell
AssistantCRD 7668702
GEORGE BOYER
Registered RepresentativeCRD 1425476