Mutual Of Omaha Investor Services, Inc.

Broker-DealerFINRA MemberEst. 2002

Total AUM

$32M

Discretionary

$32M

100% of AUM

Accounts

144

Employees

285

Advisory reps

432

Brokerage reps

207

Firm details

Headquarters: Omaha, Nebraska
CRD number: 611
Registered since: July 30, 2002
Website: www.mutualofomaha.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI73.59%
Individuals26.41%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mutual Of Omaha Investor Services, Inc. operates as an insurance-affiliated broker-dealer that also provides advisory work tied to financial planning and portfolio management for individuals and small businesses. The firm is SEC-registered (since 2002) and reports both individual & family and institutional clients. Its advisory menu includes financial planning, discretionary portfolio management for smaller clients, and the selection of outside advisers. Compensation methods listed include percentage-of-AUM arrangements as well as hourly, fixed-fee, and other fee approaches. The firm is not identified as an active ESG investor and does not position itself as a capital allocator; it operates across multiple states and is linked to an insurance company for industry affiliation.