Axos Clearing LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
—
Advisory reps
149
Avg account
$0

Firm details

Headquarters
Omaha, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is organized as a limited liability company and has been registered with the SEC since 2002. The firm is listed as owned by a domestic entity and/or individual and is classified in the available data as "unclassified," indicating that the snapshot does not assign it to a more specific adviser category. The firm is not identified as a capital allocator and is not marked as an active ESG investor. It is also not designated as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser in the provided records. The dataset does not include descriptions of the firm’s client segments, fee models, or day-to-day advisory activities.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Shawn Kinsella

    Shawn Kinsella

    Chief Compliance OfficerCRD 5793966

  • Dean Loveridge

    Chief Risk OfficerCRD 1675319

  • Derrick Walsh

    Derrick Walsh

    Executive Vice President & Chief Financial OfficerCRD 5945902

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Contacts

3 of 144
  • Andrew Gerber

    Vice PresidentCRD 5354791

  • Rachel Mendoza

    Rachel Mendoza

    Vice PresidentCRD 3244038

  • Jennifer McNulty

    Jennifer McNulty

    Client Service AdvocateCRD 4170316

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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