Axos Clearing LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
150
Avg account
$0

Firm details

Headquarters
Omaha, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is organized as a limited liability company and is reported as SEC-registered since 2002. The FINTRX snapshot lists the owner type as a domestic entity and an individual and classifies the firm as "Unclassified." The profile does not supply descriptions of the firm's fee schedule, client segments, or the specific business and advisory activities it performs. FINTRX notes the firm is not a multi-state adviser and it is not listed as a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Howard Green

    Howard Green

    Chief Financial OfficerCRD 2535812

  • Shawn Kinsella

    Shawn Kinsella

    Chief Compliance OfficerCRD 5793966

  • Derrick Walsh

    Derrick Walsh

    Executive Vice President & Chief Financial OfficerCRD 5945902

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Contacts

3 of 146
  • Barry Nieland

    Barry Nieland

    Margin AnalystCRD 3189582

  • Todd Hatton

    Conversion SpecialistCRD 2240365

  • Thomas Knox

    OperationsCRD 2483266

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth