AXOS CLEARING LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
149
Avg account
$0

Firm details

Headquarters
OMAHA, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is reported as a limited liability company that has been SEC-registered since 2002. FINTRX classifies the firm as unclassified and identifies its ownership as a mix of a domestic entity and an individual. The dataset provides minimal detail about the firm’s business lines or advisory activities; it is not identified as a multi-state adviser, a related adviser, a pension consultant, or a newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • HOWARD GREEN

    Chief Financial OfficerCRD 2535812

  • SHAWN KINSELLA

    Chief Compliance OfficerCRD 5793966

  • DERRICK WALSH

    Executive Vice President & Chief Financial OfficerCRD 5945902

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Contacts

3 of 145
  • Barry Nieland

    Margin AnalystCRD 3189582

  • TODD HATTON

    Conversion SpecialistCRD 2240365

  • Thomas Knox

    OperationsCRD 2483266

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth