Axos Clearing LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
149
Avg account
$0

Firm details

Headquarters
Omaha, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2002. The ownership is listed as a domestic entity/individual and the firm is categorized as unclassified in the snapshot. The profile does not identify Axos Clearing as a capital allocator or as an active ESG investor. FINTRX also flags the firm as not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Howard Green

    Howard Green

    Chief Financial OfficerCRD 2535812

  • Shawn Kinsella

    Shawn Kinsella

    Chief Compliance OfficerCRD 5793966

  • Derrick Walsh

    Derrick Walsh

    Executive Vice President & Chief Financial OfficerCRD 5945902

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Contacts

3 of 145
  • Barry Nieland

    Barry Nieland

    Margin AnalystCRD 3189582

  • Todd Hatton

    Conversion SpecialistCRD 2240365

  • Thomas Knox

    OperationsCRD 2483266

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth