Benjamin Securities, Inc.

Broker-DealerFINRA Member
Total AUM
$39.5M
Discretionary
$32.5M
82% of AUM
Accounts
65
Employees
6
Advisory reps
7
Brokerage reps
4

Firm details

Headquarters
Albany, New York
CRD number
7754
Registered since
December 24, 1987
Fee structure
Percentage of AUM
Client types
  • HNWI76.49%
  • Individuals23.51%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Benjamin Securities, Inc. is a corporate broker‑dealer that also provides portfolio management services to individuals and small businesses. The firm serves individual and family clients and charges fees as a percentage of assets under management. It is registered with the SEC and has been since 1987. The firm does not position itself as an ESG-focused investor and does not identify as a capital allocator; its owner structure is a mix of a domestic entity and an individual. Business activity centers on broker‑dealer operations paired with advisory work for private clients. Advisory services are oriented toward managing discretionary and non‑discretionary portfolios for a relatively small client base rather than institutional or pension advisory work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 6%, US Government Bonds 2%, Investment Grade Corp Bonds 2%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents6%
  • US Government Bonds2%
  • Investment Grade Corp Bonds2%

Contacts

3 of 7
  • Catharine Chandler

    Catharine Chandler

    Investment Advisor RepresentativeCRD 6108673

  • William Baker

    William Baker

    PresidentCRD 1804430

  • Thomas Laundrie

    Senior Financial ConsultantCRD 1207021

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
421 New Karner Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth