PKS Securities, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation and is SEC-registered since 2000. Public records identify the ownership as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the available dataset. Available disclosures about the firm's activities are minimal. The record indicates PKS Securities, Inc. does not act as a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, is not labeled a pension consultant, and is not listed as a related adviser. Details on client segments, fee structures, advisory services, and core business lines were not provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracey Bohley

    Tracey Bohley

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • Stephen Smith

    Regional SupervisorCRD 1123669

  • Katherine Flouton

    Operations AssistantCRD 4405001

  • Jason Depasquale

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth