PKS SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
ALBANY, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation and has been registered with the SEC since 2000. FINTRX classifies the ownership as a combination of a domestic entity and an individual and records the firm's classification as unclassified. The profile indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. The FINTRX entry includes several operational flags: PKS Securities, Inc. is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset supplied limited operational detail beyond those flags; specific descriptions of client types, fee arrangements, and day-to-day advisory activities are not provided in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • TRACEY BOHLEY

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • STEPHEN SMITH

    Regional SupervisorCRD 1123669

  • KATHERINE FLOUTON

    Operations AssistantCRD 4405001

  • JASON DEPASQUALE

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth