PKS Securities, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation and appears in regulatory records dating back to 2000. Ownership is listed as a combination of a domestic entity and an individual. Publicly available profile fields classify the firm as "unclassified" and indicate it is not set up as a capital allocator, is not an active ESG investor, and is not identified as a multi-state or newly formed adviser. The record also shows the firm is not designated as a pension consultant and does not report a related adviser. FINTRX’s entry for PKS Securities, Inc. does not include descriptive detail on the firm’s advisory activities, target client types, fee model, or specific business lines, so there is no public-facing information about how the firm positions its services or the kinds of investment mandates it pursues.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracey Bohley

    Tracey Bohley

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • Stephen Smith

    Regional SupervisorCRD 1123669

  • Katherine Flouton

    Operations AssistantCRD 4405001

  • Jason Depasquale

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth