PKS SECURITIES, INC.
Firm details
- Headquarters
- ALBANY, New York
- CRD number
- 101600
- Registered since
- May 22, 2000
- Website
- broadstonesecurities.com
Firm profile
FINTRXOverview
PKS Securities, Inc. is organized as a corporation and has been registered with the SEC since 2000. FINTRX classifies the ownership as a combination of a domestic entity and an individual and records the firm's classification as unclassified. The profile indicates the firm does not operate as a capital allocator and is not identified as an active ESG investor. The FINTRX entry includes several operational flags: PKS Securities, Inc. is not listed as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The dataset supplied limited operational detail beyond those flags; specific descriptions of client types, fee arrangements, and day-to-day advisory activities are not provided in the source record.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1TRACEY BOHLEY
Chief Financial OfficerCRD 4826937
Contacts
3 of 3STEPHEN SMITH
Regional SupervisorCRD 1123669
KATHERINE FLOUTON
Operations AssistantCRD 4405001
JASON DEPASQUALE
Registered RepresentativeCRD 5989443
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ALBANY, NY
ALBANY
Location
ALBANY, NY
Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- ALBANY
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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