PKS Securities, Inc.
Firm details
- Headquarters
- Albany, New York
- CRD number
- 101600
- Registered since
- May 22, 2000
- Website
- broadstonesecurities.com
Firm profile
FINTRXOverview
PKS Securities, Inc. is organized as a corporation and appears in regulatory records dating back to 2000. Ownership is listed as a combination of a domestic entity and an individual. Publicly available profile fields classify the firm as "unclassified" and indicate it is not set up as a capital allocator, is not an active ESG investor, and is not identified as a multi-state or newly formed adviser. The record also shows the firm is not designated as a pension consultant and does not report a related adviser. FINTRX’s entry for PKS Securities, Inc. does not include descriptive detail on the firm’s advisory activities, target client types, fee model, or specific business lines, so there is no public-facing information about how the firm positions its services or the kinds of investment mandates it pursues.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Tracey Bohley
Chief Financial OfficerCRD 4826937
Contacts
3 of 3Stephen Smith
Regional SupervisorCRD 1123669
Katherine Flouton
Operations AssistantCRD 4405001
Jason Depasquale
Registered RepresentativeCRD 5989443
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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