C. L. King & Associates, Inc.

Broker-DealerFINRA MemberEst. 1972
Total AUM
Advisory reps
26
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is organized as a corporation and has been SEC-registered since 1972. FINTRX classifies the firm as an investment bank and lists the owner type as individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, multistate adviser, pension consultant, or related adviser. The database provides very limited operational detail: there is no disclosure of client types, fee schedules, advisory activities, or business lines beyond the investment-bank classification. That absence of disclosure, combined with the investment-bank label, suggests the firm’s primary role is not traditional asset-management or wealth-advisory services but rather investment-banking activities.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Candace Weir

    Candace Weir

    President, Chief Investment OfficerCRD 269796

  • Robert Benton

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    Steven Zoric

    COOCRD 4074487

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Contacts

3 of 21
  • Amelia Weir

    Amelia Weir

    Senior Vice PresidentCRD 1497338

  • Elizabeth Vincelette

    Elizabeth Vincelette

    Fixed Income Sales AssistantCRD 2566636

  • James Hodson

    OperationsCRD 2197016

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth