C. L. KING & ASSOCIATES, INC.

Broker-DealerFINRA MemberEst. 1972
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
ALBANY, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is a corporate investment firm that has been registered with the SEC since 1972. The firm's regulatory profile classifies it as an investment bank and identifies ownership as an individual proprietor. The record indicates the firm does not operate as a capital allocator and is not listed as a multi-state adviser or pension consultant. Available filings mark the firm as not an active ESG investor and not a related adviser. Typical advisory details such as client segments, fee schedules, or a breakdown of business activities and advisory services are not included in the provided dataset, which suggests its public profile emphasizes investment-banking functions rather than operating as a traditional registered investment adviser managing client assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • CANDACE WEIR

    President, Chief Investment OfficerCRD 269796

  • ROBERT BENTON

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    COOCRD 4074487

Unlock 2 more executives

Contacts

3 of 20
  • AMELIA WEIR

    Senior Vice PresidentCRD 1497338

  • ELIZABETH VINCELETTE

    Fixed Income Sales AssistantCRD 2566636

  • JAMES HODSON

    OperationsCRD 2197016

Unlock 17 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

ALBANY, NY

ALBANY

Location

ALBANY, NY

Headquartered in ALBANY, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth