C. L. King & Associates, Inc.
Firm details
- Headquarters
- Albany, New York
- CRD number
- 6183
- Registered since
- April 19, 1972
- Website
- www.clking.com
Firm profile
FINTRXOverview
C. L. King & Associates, Inc. is organized as a corporation and has been SEC-registered since 1972. FINTRX classifies the firm as an investment bank and lists the owner type as individual. The profile indicates the firm does not act as a capital allocator and is not identified as an active ESG investor, multistate adviser, pension consultant, or related adviser. The database provides very limited operational detail: there is no disclosure of client types, fee schedules, advisory activities, or business lines beyond the investment-bank classification. That absence of disclosure, combined with the investment-bank label, suggests the firm’s primary role is not traditional asset-management or wealth-advisory services but rather investment-banking activities.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5Candace Weir
President, Chief Investment OfficerCRD 269796
Robert Benton
Senior Managing Director and Chief Financial OfficerCRD 4378310

Steven Zoric
COOCRD 4074487
Contacts
3 of 21Amelia Weir
Senior Vice PresidentCRD 1497338

Elizabeth Vincelette
Fixed Income Sales AssistantCRD 2566636
James Hodson
OperationsCRD 2197016
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 9 Elk St
- Time zone
- ET (UTC-5)
- Office locations
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