C. L. King & Associates, Inc.

Broker-DealerFINRA MemberEst. 1972
Total AUM
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is organized as a corporation and has been SEC-registered since 1972. The firm is classified in the dataset as an investment bank and is privately held by an individual owner. The record identifies the firm as not acting as a capital allocator and not positioning itself as an active ESG investor. The available dataset does not list detailed client types, fee arrangements, or a breakdown of advisory or business activities. It also notes the firm is not tagged as a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The source indicates the firm maintains three office locations but does not provide their addresses or markets served.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Candace Weir

    Candace Weir

    President, Chief Investment OfficerCRD 269796

  • Robert Benton

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    Steven Zoric

    COOCRD 4074487

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Contacts

3 of 22
  • Amelia Weir

    Amelia Weir

    Senior Vice PresidentCRD 1497338

  • Vincent Kenney

    Vincent Kenney

    Managing DirectorCRD 1511069

  • William Hayes

    William Hayes

    Managing DirectorCRD 1555940

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth