C. L. King & Associates, Inc.

Broker-DealerFINRA MemberEst. 1972
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is registered with the SEC (registration year recorded as 1972) and is organized as a corporation owned by an individual. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. The dataset indicates the firm is not marked as an active ESG investor, not a multi-state adviser, not a pension consultant and not designated as a related adviser. The firm has not supplied additional detail about its specific business lines, client segments, or advisory activities to FINTRX, so public-facing descriptions of its service mix and target clients are limited in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Candace Weir

    Candace Weir

    President, Chief Investment OfficerCRD 269796

  • Robert Benton

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    Steven Zoric

    COOCRD 4074487

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Contacts

3 of 22
  • Amelia Weir

    Amelia Weir

    Senior Vice PresidentCRD 1497338

  • Vincent Kenney

    Vincent Kenney

    Managing DirectorCRD 1511069

  • William Hayes

    William Hayes

    Managing DirectorCRD 1555940

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth