C. L. King & Associates, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
27
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is organized as a corporation and is classified in public records as an investment bank with individual ownership. The firm's profile flags indicate it does not operate as a capital allocator and it is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Available disclosures do not list a client base, fee model, or specific advisory activities. The combination of the investment-bank classification and the limited public reporting suggests the firm’s public footprint is focused on investment-banking functions rather than traditional registered-adviser asset-management services.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Robert Benton

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    Steven Zoric

    COOCRD 4074487

  • Katherine Weir

    CEOCRD 1497339

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Contacts

3 of 23
  • Candace Weir

    Candace Weir

    PresidentCRD 269796

  • Amelia Weir

    Amelia Weir

    Senior Vice PresidentCRD 1497338

  • Vincent Kenney

    Vincent Kenney

    Managing DirectorCRD 1511069

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth