Purshe Kaplan Sterling Investments
Firm details
- Headquarters
- Albany, New York
- CRD number
- 35747
- Registered since
- April 15, 1994
- Website
- www.pksinvest.com
Firm profile
FINTRXOverview
Purshe Kaplan Sterling Investments operates as a corporation functioning primarily as an independent broker-dealer. The firm has been SEC-registered since 1994. Ownership is listed as a mix of a domestic entity and individual ownership. FINTRX flags the firm as not acting as a capital allocator and not operating as a multi-state registered investment adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 129
Danny Kamal
CIO and Managing PartnerCRD 3197594
Jeffrey Steele
Managing Partner and Chief Compliance OfficerCRD 2111373
Joseph Prisco
FOUNDER, CEO, CCOCRD 4886860
Contacts
3 of 1307
Peter Maris
Managing Director, Wealth ManagementCRD 2177794
Richard Scott
Investment Advisor RepresentativeCRD 1989224
Shattuck Lamm
Partner and Senior Financial AdvisorCRD 4281570
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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