Purshe Kaplan Sterling Investments
Firm details
- Headquarters
- Albany, New York
- CRD number
- 35747
- Registered since
- April 15, 1994
- Website
- www.pksinvest.com
Firm profile
FINTRXOverview
Purshe Kaplan Sterling Investments is organized as a corporation and has been SEC-registered since 1994. FINTRX classifies the firm as an independent broker-dealer rather than a capital allocator or active registered investment adviser. The record identifies ownership as a mix of a domestic entity and individual owners. The dataset indicates the firm is not flagged as an active ESG investor, not a multi-state adviser, not newly formed, and not serving in a pension consultant or related-adviser capacity.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 128
Scott Mackenzie
CEO, Lead AdvisorCRD 5642422
Benjamin Chambers
CEO & FounderCRD 5079991
Luke Dugan
SVP, COOCRD 5207925
Contacts
3 of 1319
Derek Eddy
Vice President, Investment Advisor RepresentativeCRD 5648908
Brian Brashaw
Vice PresidentCRD 5657176
Allen Mahnke
Wealth ManagerCRD 5657810
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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