HALLIDAY FINANCIAL, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
GLEN HEAD, New York
CRD number
31741
Registered since
March 1, 1993

Firm profile

FINTRX

Overview

Halliday Financial, LLC is listed as a limited liability company that has been SEC-registered since 1993. Ownership is recorded as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified; it is not identified as a capital allocator, multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The firm is not flagged as an active ESG investor. Public disclosures to FINTRX are sparse: fields for business activities, advisory activities, and client base are blank and the firm has not provided information about its activities or affiliations. That limited transparency constrains what can be reliably stated about the firm’s service model, target clients, or typical investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PHILIP TOFFEL

    CEO & Managing PartnerCRD 1045274

  • RACHEL PINO

    CFOCRD 2381976

Contacts

3 of 34
  • Rebecca Pino

    Financial AdvisorCRD 7831049

  • MICHAEL ROMER

    Vice PresidentCRD 5082414

  • Matthew Monk

    AdministrativeCRD 7832751

Unlock 31 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GLEN HEAD, NY

NASSAU

Location

GLEN HEAD, NY

Headquartered in GLEN HEAD, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
725 Glen Cove Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth