Spencer-Winston Securities Corporation

Broker-DealerFINRA MemberEst. 1980
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
8300
Registered since
August 1, 1980

Firm profile

FINTRX

Overview

Spencer-Winston Securities Corporation is a corporate advisory entity registered with the SEC since 1980. The ownership is recorded as a combination of a domestic entity and an individual. The record classifies the firm as "Unclassified" and flags it as not acting as a capital allocator. It is also not identified as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Publicly available fields for this profile do not include descriptions of the firm's client segments, fee models, or specific advisory and business activities. The dataset therefore provides only high-level registration and ownership flags rather than a picture of service lines or investment approach.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ulderico Conte

    Ulderico Conte

    Founder, CEO and CCOCRD 2163160

Contacts

3 of 12
  • Sharon Smilow

    Investment ExecutiveCRD 4618187

  • Stephen Greenberg

    Registered RepresentativeCRD 2324570

  • Bradley Protas

    SupervisorCRD 734859

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
45 W 47th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth