DORN & CO., INC.

Overview

Dorn & Co, Inc. is a long-established corporate advisory and broker-dealer that combines brokerage, registered representative activity and insurance brokerage with advisory services focused on individuals, families and small institutions. The firm has been SEC registered since 1960 and operates as a capital allocator and selector of third‑party managers while charging fees on a percentage-of-AUM basis. Its regulatory filings show the advisory practice is run on a non‑discretionary basis, meaning clients retain final trading authority and Dorn & Co provides portfolio management advice, model selection and manager recommendations rather than broad discretionary trading authority. The firm does not identify as an active ESG investor. The business mixes advisory work with broker-dealer activity, which allows Dorn & Co to deliver investment advice, insurance solutions and access to third‑party managers. That operating model supports a small client base with relatively high average balances and a custody arrangement concentrated at a single prime broker for execution and asset servicing.

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