NORTHLAND ASSET MANAGEMENT
Firm details
- Headquarters
- MINNEAPOLIS, Minnesota
- CRD number
- 40258
- Registered since
- May 26, 2015
- Website
- www.northlandsecurities.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI78.75%
- Individuals19.54%
- Charitable Organizations0.92%
- Pension & Profit Sharing Plans0.79%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Northland Asset Management is a corporate advisory and brokerage organization that combines broker-dealer, banking-affiliated brokerage and registered municipal advisor functions with fee-based wealth management. The firm registered with the SEC in 2015 and reports serving individual and family clients. Its service mix includes financial planning, portfolio management for individuals and small businesses, and the selection of external advisers; it also operates as a capital allocator and provides insurance brokerage services. Fees are charged through a mix of percentage-of-AUM, hourly and fixed-fee arrangements, plus other client-specific billing structures. Northland does not identify as an active ESG investor in its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities43%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
- Other1%
Owners & executives
3 of 5RANDY NITZSCHE
CEOCRD 1558954
SCOTT MILES
Chief Operating OfficerCRD 1416441
DUSTIN ALDEN
Chief Financial OfficerCRD 6131554
Contacts
3 of 186JEFFREY CHARLESWORTH
Vice PresidentCRD 1808090
ALEXANDER LATIMORE
Research AssociateCRD 7924370
JONATHON RIPP
Vice PresidentCRD 3242068
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$106M in ETFs
75%
$79.1M
24%
$27.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN INCOME ETF (JPIE) | JP Morgan | Active | Multisector Bond | $18.8M | 407,339 | 17.67% |
Location
MINNEAPOLIS, MN
HENNEPIN
Location
MINNEAPOLIS, MN
Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 150 S 5th St
- Time zone
- CT (UTC-6)
- Office locations
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