Piper Sandler & Co

Broker-DealerFINRA Member
Total AUM
$1.3B
Discretionary
$0
0% of AUM
Accounts
1
Employees
1,402
Advisory reps
1,403
Brokerage reps
1,402

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
665
Registered since
August 4, 2016
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • State / Municipal Government100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Piper Sandler & Co. is a corporate investment bank that primarily serves institutional clients. The firm is registered with the SEC (registered in 2016) and operates across multiple business lines including broker-dealer activity, CPO/CTA functions, and registered municipal advisory. It also provides portfolio management services for investment companies and for businesses or institutional investors. Ownership is a mix of domestic entity and individual interests. Fee arrangements reported include percentage-of-AUM, fixed fees, and commission-based billing. The firm reports a preference for fixed-income exposure and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: US Government Bonds 60%, Cash & Cash Equivalents 23%, Other 10%, State & Local Bonds 6%60%
  • US Government Bonds60%
  • Cash & Cash Equivalents23%
  • Other10%
  • State & Local Bonds6%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
350 N 5th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth