PIPER SANDLER & CO.

Broker-DealerFINRA MemberEst. 2016
Total AUM
$1.3B
Discretionary
$0
0% of AUM
Accounts
1
Employees
1,402
Advisory reps
1,354
Brokerage reps
1,402

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
665
Registered since
August 4, 2016
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • State / Municipal Government100%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Piper Sandler & Co is presented here as a corporate investment bank serving primarily institutional clients. The firm operates across broker-dealer and advisory functions and is registered as an SEC adviser since 2016. Its business mix includes capital markets activity and advisory portfolio management for investment companies and for businesses or institutions. Fee arrangements reported include percentage-of-AUM, fixed fees and commissions. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 60%, Cash & Cash Equivalents 23%, Other 10%, State & Local Bonds 6%60%
  • US Government Bonds60%
  • Cash & Cash Equivalents23%
  • Other10%
  • State & Local Bonds6%

Owners & executives

3 of 17
  • KATHERINE CLUNE

    Chief Financial OfficerCRD 4624219

  • CHRISTINE ESCKILSEN

    Chief Human Capital OfficerCRD 4685480

  • JOHN MILLER

    Chief Operating OfficerCRD 1368329

Unlock 14 more executives

Contacts

3 of 1337
  • Gerardo Herrera Moreno

    Equity Research AssociateCRD 7779248

  • MICHAEL PUTNAM

    Managing DirectorCRD 2138297

  • BRIAN SULLIVAN

    Managing DirectorCRD 2569550

Unlock 1334 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
350 N 5th St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth