Ameriprise Financial Services, LLC

Broker-DealerFINRA Member

Total AUM

$660B

Discretionary

$356B

54% of AUM

Accounts

2,424,045

Employees

14,056

Advisory reps

14,532

Brokerage reps

13,441

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 6363
Registered since: December 5, 1986
Website: www.ameriprise.com
Custodians: AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.79%
Individuals42.16%
Pension & Profit Sharing Plans0.76%
Corporations / Businesses0.62%
Charitable Organizations0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ameriprise Financial Services, LLC is an independent broker-dealer organized as an LLC and registered with the SEC (registered in 1986). The firm operates as a broker-dealer, insurance broker and CPO/CTA while providing a range of advisory and planning services: financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, publications and educational seminars. Its client base spans individual and family clients as well as institutional customers. Fee arrangements include percentage-of-AUM fees, hourly charges and fixed fees. The firm is not identified as an active ESG investor and acts primarily as a distributor/adviser rather than a direct capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds43%
Private Funds30%
Exchange Traded Equities21%
Cash & Cash Equivalents3%
US Government Bonds1%

Owners & executives

3 of 337

Morgan Nichols
Chief Executive OfficerCRD 5675459
Radia Hunter
Chief Executive OfficerCRD 5713737
Leigh Howell
Chief Operating Officer, Financial AdvisorCRD 5809560

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Contacts

3 of 14195

Rodney Boaz
Financial AdvisorCRD 5639563
Peter Horton
Vice President, Branch ManagerCRD 5639604
Whitney Streck
Financial AdvisorCRD 5640036

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1,202

Active vs passive

$131B in ETFs

Passive

87%

$114B

Active

9%

$16.9B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$5.4B	7,224,629	4.12%

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Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 901 3rd Ave S
Time zone: CT (UTC-6)
Office locations

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