Ameriprise Financial Services, LLC

Broker-DealerFINRA MemberEst. 1986

Total AUM

$660B

Discretionary

$356B

54% of AUM

Accounts

2,424,045

Employees

14,056

Advisory reps

14,597

Brokerage reps

13,441

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 6363
Registered since: December 5, 1986
Website: www.ameriprise.com
Custodians: AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI55.79%
Individuals42.16%
Pension & Profit Sharing Plans0.76%
Corporations / Businesses0.62%
Charitable Organizations0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ameriprise Financial Services, LLC operates as a broker-dealer and insurance broker that also provides a wide range of advisory services, including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and investor education through publications and seminars. The firm has been SEC-registered since 1986 and its ownership structure includes both domestic entities and individuals. It offers fee arrangements by percentage of assets under management, hourly charges, and fixed fees. The firm is not described as a capital allocator and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds43%
Private Funds30%
Exchange Traded Equities21%
Cash & Cash Equivalents3%
US Government Bonds1%

Owners & executives

3 of 325

Richard D'augelli
Chief Executive OfficerCRD 1057590
Nancy Daoud
Chief Executive OfficerCRD 1073514
Douglas Everett
Chief Executive OfficerCRD 1295057

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Contacts

3 of 14272

J Alexander
Financial AdvisorCRD 2786
Richard Baum
Managing Director, Financial AdvisorCRD 15065
George Beddie
Financial AdvisorCRD 16587

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 1,182

Active vs passive

$115B in ETFs

Passive

88%

$101B

Active

9%

$14.1B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$4.1B	6,277,407	3.55%

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Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area: Minneapolis-St. Paul, MN-WI
Region: Midwest
County: Hennepin
Address: 901 3rd Ave S
Time zone: CT (UTC-6)
Office locations

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