SIA Securities Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is organized as a corporation and has been registered with the SEC since 1993. The firm is identified as being owned by a domestic entity and/or individual and is classified in the available dataset as "unclassified." Available disclosure about the firm's business model and service offerings is minimal. The firm is not reported as a capital allocator, is not described as an active ESG investor, and is not flagged as a multistate adviser, pension consultant, related adviser, or newly formed adviser in the provided data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Roger Sit

    Roger Sit

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Paul Rasmussen

    Vice PresidentCRD 2421880

  • Keith Mcfadyen

    DirectorCRD 1614457

  • Steven Benjamin

    Steven Benjamin

    Manager, Investment Advisory ServicesCRD 1700990

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth