SIA Securities Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is organized as a corporation and has been SEC-registered since 1993. Publicly disclosed attributes indicate a domestic ownership structure that includes an individual owner; the firm is listed without a specific advisory classification. Available records show it does not operate as a capital allocator, is not an active ESG investor, and is not identified as a multi-state or newly formed adviser. There is no published information on the firm's advisory services, client types, or fee arrangements.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Roger Sit

    Roger Sit

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Michael Albert

    Michael Albert

    Vice PresidentCRD 4683135

  • Paul Rasmussen

    Vice PresidentCRD 2421880

  • Joseph Lepinski

    Joseph Lepinski

    Municipal Credit AnalystCRD 5072155

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth