SIA Securities Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is registered as a corporate entity with SEC registration dating to 1993. The ownership structure is described as a domestic entity with individual ownership. In the available snapshot the firm is labeled "unclassified" and is not identified as a capital allocator. The record indicates the firm does not position itself as an active ESG investor, is not a multistate adviser, and is not identified as a pension consultant or related adviser. The firm did not provide details about its specific advisory activities or business lines in the supplied data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Roger Sit

    Roger Sit

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Michael Albert

    Michael Albert

    Vice PresidentCRD 4683135

  • Paul Rasmussen

    Vice PresidentCRD 2421880

  • Joseph Lepinski

    Joseph Lepinski

    Municipal Credit AnalystCRD 5072155

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth