SIA SECURITIES CORPORATION

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is organized as a corporation and has been registered with the SEC since 1993. Public records classify the firm as "unclassified" and identify its owner type as a domestic entity or individual. The firm is not listed as a capital allocator and is not flagged as an active ESG investor. The FINTRX snapshot indicates SIA Securities Corporation is not registered as a multi-state adviser, is not newly formed, and is not identified as a pension consultant or related adviser. The firm has provided minimal public detail about its advisory or business activities, client base, and fee structure.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ROGER SIT

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Michael Albert

    Vice PresidentCRD 4683135

  • PAUL RASMUSSEN

    Vice PresidentCRD 2421880

  • JOSEPH LEPINSKI

    Municipal Credit AnalystCRD 5072155

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth