SIA Securities Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
35403
Registered since
November 4, 1993

Firm profile

FINTRX

Overview

SIA Securities Corporation is recorded as a corporation that registered with the SEC in 1993. FINTRX lists the firm's ownership as a domestic entity alongside an individual owner and classifies the firm as "Unclassified." The profile indicates the firm is not a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, pension consultant, or related adviser. The dataset does not include details on the firm's fee schedule, specific advisory activities, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Roger Sit

    Roger Sit

    Chief Executive OfficerCRD 2174779

Contacts

3 of 10
  • Michael Albert

    Michael Albert

    Vice PresidentCRD 4683135

  • Paul Rasmussen

    Vice PresidentCRD 2421880

  • Joseph Lepinski

    Joseph Lepinski

    Municipal Credit AnalystCRD 5072155

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
3300 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth