FIRST WESTERN SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1987
Total AUM
$41.7M
Discretionary
$39.1M
94% of AUM
Accounts
36
Employees
7
Advisory reps
14
Brokerage reps
7

Firm details

Headquarters
HURST, Texas
CRD number
19537
Registered since
June 25, 1987
Fee structure
Percentage of AUM
Client types
  • HNWI88.72%
  • Individuals11.28%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Western Securities, Inc. operates as a corporation and has been registered with the SEC since 1987. The firm primarily serves individual and family clients, providing portfolio management services and selecting other advisers. As a broker-dealer and insurance broker, First Western Securities engages in a variety of financial activities, focusing on delivering tailored investment solutions. The firm does not actively pursue ESG investments and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Public Funds/Mutual Funds 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%94%
  • Exchange Traded Equities94%
  • Public Funds/Mutual Funds2%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • TIMOTHY HOBBS

    Founder & CEOCRD 2531874

Contacts

3 of 13
  • BRYAN KILPATRICK

    Vice PresidentCRD 1278558

  • WARREN SIMPSON

    Registered RepresentativeCRD 1020440

  • GLEN DICK

    Registered RepresentativeCRD 1048189

Unlock 10 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HURST, TX

TARRANT

Location

HURST, TX

Headquartered in HURST, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
669 Airport Fwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth