HERNDON PLANT OAKLEY LTD

Overview

Herndon Plant Oakley Ltd operates as a partnership that combines broker-dealer and insurance-broker activities with fee-based advisory work. Registered with the SEC since 1998, the firm serves both individual/family and institutional clients and describes itself as a capital allocator that hires outside managers when appropriate. Its advisory services emphasize financial planning, portfolio management for individuals, small businesses and institutions, and selecting other advisers—suggesting a hybrid model that blends proprietary insurance and brokerage solutions with outsourced manager selection. Investment activity centers on pooled public funds and mutual funds as core building blocks for client portfolios, supplemented by a range of third‑party alternative strategies. The firm charges clients on a mix of percentage-of-AUM and fixed-fee arrangements, which supports both ongoing discretionary management and project-based planning engagements. It reports that ESG and pension consulting are not focal points.

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Location & Offices