Herndon Plant Oakley Ltd
Firm details
- Headquarters
- Corpus Christi, Texas
- CRD number
- 44971
- Registered since
- August 21, 1998
- Website
- hpo.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI57.2%
- Corporations / Businesses29.18%
- Individuals12.61%
- Charitable Organizations1%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Herndon Plant Oakley Ltd operates as an insurance broker-dealer that also provides advisory services. The firm is owned by an individual and has been SEC-registered since 1998. It serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and manager selection. Business lines combine broker-dealer and insurance brokerage activity with fee arrangements that include percentage-of-AUM billing and fixed fees. The firm is identified as a capital allocator and does not report active ESG investing or multi-state adviser status.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities9%
- Cash & Cash Equivalents7%
- US Government Bonds5%
- Investment Grade Corp Bonds3%
Contacts
3 of 16
Phillip Plant
Vice PresidentCRD 5722455
Courtney Bechtol
Director of Operations & PartnerCRD 5823025
Ryan Leggett
Investment Management AssociateCRD 6823961
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Corpus Christi, TX
Nueces
Location
Corpus Christi, TX
Headquartered in Corpus Christi, TX, anchoring the Corpus Christi-Kingsville-Alice, TX metro in the South.
- Metro area
- Corpus Christi-Kingsville-Alice, TX
- Region
- South
- County
- Nueces
- Address
- 800 N Shoreline Blvd
- Time zone
- CT (UTC-6)
- Office locations
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