LEO Brokerage, LLC

Broker-DealerFINRA MemberEst. 2002

Total AUM

—

Advisory reps

14

Avg account

$0

Firm details

Headquarters: Hurst, Texas
CRD number: 109121
Registered since: January 16, 2002

Firm profile

FINTRX

Overview

LEO Brokerage, LLC is organized as a limited liability company and is classified as a conventional broker-dealer. The firm has been SEC-registered since 2002 and lists ownership that includes both a foreign entity and an individual. Although the firm is a broker-dealer by classification, its filings show $609.3M in discretionary assets, indicating it operates managed or discretionary brokerage capacities in addition to execution and custody activities. LEO Brokerage is not identified as an active ESG investor and is not designated as a multistate adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds55%
Exchange Traded Equities35%
Cash & Cash Equivalents10%
US Government Bonds2%

Owners & executives

2 of 2

Eric Katz
Chief Strategy OfficerCRD 4024339
Stephen Tally
Chief Operating OfficerCRD 3223264

Contacts

3 of 12

Peter Savva
Managing DirectorCRD 5696522
Ray Pinson
Managing DirectorCRD 5122994
Ryan Vassar
Investment Adviser RepresentativeCRD 5449359

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 154

Active vs passive

$486M in ETFs

Passive

82%

$399M

Active

16%

$87.5M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
AVANTIS US EQUITY ETF (AVUS)	Avantis	Active	Large Blend	$55.2M	734,670	11.35%

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Primary office

Hurst, TX

Tarrant

Location

Hurst, TX

Headquartered in Hurst, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Tarrant
Address: 860 Airport Fwy
Time zone: CT (UTC-6)
Office locations

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