Broker-Dealers: Under $100M AUM
58 Broker-Dealers in the Under $100M AUM range, ranked by reported regulatory assets.
Benjamin Securities, Inc.
Broker-DealerAlbany, NY
AUM $33.6MTEAM 12REPS 7
Plan B Investments, Inc.
Broker-DealerCarmel Valley, CA
AUM $32MTEAM 2REPS 2
Mutual Of Omaha Investor Services, Inc.
Broker-DealerOmaha, NE
AUM $32MTEAM 285REPS 432
North South Capital, LLC
Broker-DealerNew Lenox, IL
AUM $31.1MTEAM 8REPS 10
VSI Securities, Inc.
Broker-DealerMiami, FL
AUM $28.5MTEAM 6REPS 10
Dominari Securities LLC
Broker-DealerNew York, NY
AUM $28MTEAM 14REPS 52
Mcnally Financial Services Corporation
Broker-DealerSan Antonio, TX
AUM $27.8MTEAM 21REPS 21
Carl M. Hennig, Inc.
Broker-DealerOshkosh, WI
AUM $27.6MTEAM 1REPS 8
World Choice Securities, Inc.
Broker-DealerColumbus, OH
AUM $26.7MTEAM 3REPS 13
Maine Securities Corporation
Broker-DealerPortland, ME
AUM $25.7MTEAM 1REPS 2
Ministry Partners Securities, LLC
Broker-DealerBrea, CA
AUM $25.4MTEAM 7REPS 9
Innovation Partners LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 352
Sorsby Financial Corp
Broker-DealerBonita Springs, FL
AUM $21MTEAM 1REPS 2
GMS Group
Broker-DealerEast Hanover, NJ
AUM $19.8MTEAM 15REPS 62
Capital Portfolio Management, Inc.
Broker-DealerTimonium, MD
AUM $16.7MTEAM 1REPS 15
Buttonwood Partners, Inc.
Broker-DealerMadison, WI
AUM $16.4MTEAM 3REPS 9
Central States Capital Markets, LLC
Broker-DealerPrairie Village, KS
AUM $13.7MTEAM 4REPS 19
Tigress Financial Partners LLC
Broker-DealerNew York, NY
AUM $12.8MTEAM 5REPS 25
Advanced Advisor Group, LLC
Broker-DealerCambridge, MN
AUM $10.9MTEAM 11REPS 57
E. Magnus Oppenheim & Co Inc.
Broker-DealerNew York, NY
AUM $9.5MTEAM 1REPS 3
Cbiz Retirement Plan Advisory Services
Broker-DealerCleveland, OH
AUM $8.9MTEAM 19REPS 24
Higgins Capital Management, Inc.
Broker-DealerLa Jolla, CA
AUM $7.7MTEAM 2REPS 2
Washington Securities Corporation
Broker-DealerChevy Chase, MD
AUM $7MTEAM 10REPS 8
Sunstreet Securities, LLC
Broker-DealerAvondale, AZ
AUM $6.5MTEAM 18REPS 18
Other AUM ranges
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