J.H. Darbie & Co, Inc.

Broker-DealerFINRA Member
Total AUM
$6.1M
Discretionary
$0
0% of AUM
Accounts
5
Employees
5
Advisory reps
34
Brokerage reps
5

Firm details

Headquarters
New York, New York
CRD number
43520
Registered since
February 20, 1998
Website
darbie.com
Fee structure
Percentage of AUM, Other
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

J.H. Darbie & Co., Inc. is a small, privately held corporate investment firm that operates as both a broker-dealer and an insurance broker. The firm positions itself to serve individuals and family clients, offering portfolio management for individuals and small businesses and acting as a selector of other advisers when appropriate. It describes a fee approach that includes a percentage of assets under management alongside other fee arrangements, and it functions as a capital allocator rather than a purely transactional intermediary. Business activity beyond advisory work includes broker-dealer services and insurance distribution, which aligns with its use of insurance products such as annuities. Industry affiliations indicate the firm can act as sponsor, general partner, or managing member of pooled investment vehicles, suggesting involvement in structuring or distributing private pooled investments in addition to its broker-dealer activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Robert Rabinowitz

    CEOCRD 2821450

  • Baruch Halberstam

    Baruch Halberstam

    Chief Operating OfficerCRD 5392422

  • Erik Anderson

    Erik Anderson

    Chief Compliance OfficerCRD 2686661

Contacts

3 of 31
  • Amber Creighton

    Amber Creighton

    Registered RepresentativeCRD 5571028

  • Barry Blank

    Registered RepresentativeCRD 23172

  • Robert Kaplon

    Robert Kaplon

    PresidentCRD 264206

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
48 Wall St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth