VALLEY FINANCIAL MANAGEMENT, INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 105387
- Registered since
- July 27, 2018
- Website
- www.valley.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals98.67%
- HNWI1.33%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Valley Financial Management, Inc. is a corporation registered with the SEC since 2018 that serves individual and family clients. The firm provides portfolio management for individuals and small businesses and operates with a percentage-of-AUM fee model. It also conducts broker-dealer and insurance-broker activities, and identifies itself as an active ESG investor. Valley Financial Management is classified as an unclassified adviser in the snapshot data and is owned by a domestic entity/individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5TRAVIS LAN
Senior Vice President and Chief Financial OfficerCRD 5190958
CHRISTOPHER WILSON
Chief Compliance OfficerCRD 5163915
Jonathan Roberts
Chief Financial OfficerCRD 4273032
Contacts
3 of 85AYELET KINDLER
Financial AdvisorCRD 4144731
Dayana Alonso
Registered RepresentativeCRD 7728423
Andrew Hayes
Registered RepresentativeCRD 4609631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 51Active vs passive
$231M in ETFs
97%
$223M
4%
$8.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD RUSSELL 1000 GROWTH INDEX FUND (VONG) | Vanguard | Passive | Large Growth | $20.5M | 289,018 | 8.84% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 350 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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