R. F. Lafferty & Co, Inc.

Overview

R. F. Lafferty & Co, Inc. is a privately owned corporate broker-dealer and investment bank that serves primarily individual and family clients. The firm combines brokerage and insurance distribution with advisory work: it provides financial planning, portfolio management for individuals and small businesses, and the selection of external advisers. Compensation comes through a mix of AUM-based fees and transaction commissions. The firm functions as a capital allocator and began SEC registration in 2016. It does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices