R. F. Lafferty & Co, Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 2498
- Registered since
- April 1, 2016
- Website
- www.rflafferty.com
- Fee structure
- Percentage of AUM, Commissions
- Client types
- HNWI100%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
R. F. Lafferty & Co, Inc. operates as a small investment bank and broker-dealer that serves individual and family clients with a mix of advisory and brokerage services. The firm is organized as a corporation and is owned by an individual; it became SEC-registered in 2016. Its business model blends fee-based asset management (percentage of AUM) with commission-based brokerage and insurance distribution. Core advisory offerings include financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and selection/oversight of third-party managers. The firm is not positioned as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- US Government Bonds10%
- State & Local Bonds5%
- Sovereign Bonds5%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2
Robert Hackel
Director & COOCRD 2626413
Anthony Howe
Independent ContractorCRD 719304
Contacts
3 of 82
Louis Ciavarella
Vice PresidentCRD 5283039

Joel Mathews
Managing Director & PrincipalCRD 3246150

Joseph Oricoli
Senior DirectorCRD 353300
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 40 Wall St
- Time zone
- ET (UTC-5)
- Office locations
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