UMB Financial Services, Inc.
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 17073
- Registered since
- April 9, 2004
- Website
- www.umb.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
UMB Financial Services, Inc. is a corporate broker-dealer and registered municipal advisor that also provides advisory services such as financial planning and portfolio management for individuals, small businesses, and institutions. The firm is SEC-registered (since 2004), operates across multiple states, and reports a fee model based on a percentage of assets under management. It identifies as an active ESG investor and maintains affiliations with broker-dealer, other investment adviser, banking/thrift, and insurance company activities. The firm is not a capital allocator and is owned by a domestic entity/individual.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities46%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1Christopher Long
Chief Compliance OfficerCRD 6076540
Contacts
3 of 115
Shane Toner
OperationsCRD 5823223
Andrei Weber
Sr. Fixed Income SpecialistCRD 5886291
Samantha Licko
Client Service RepresentativeCRD 5888998
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 928 Grand Blvd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
M&A Securities Group, Inc.
Broker-DealerKansas City, MO
N.I.S. Financial Services, Inc.
Broker-DealerKansas City, MO
American Century Investment Services Inc.
Broker-DealerKansas City, MO
Tradebot Systems, Inc.
Broker-DealerKansas City, MO
Burch & Company, Inc
Broker-DealerKansas City, MO
Sunset Financial Services, Inc.
Broker-DealerKansas City, MO