UMB FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- KANSAS CITY, Missouri
- CRD number
- 17073
- Registered since
- April 9, 2004
- Website
- www.umb.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
UMB Financial Services, Inc. operates as a broker-dealer and registered municipal advisor with SEC registration dating to 2004. The firm is organized as a corporation and reports ownership characteristics that include domestic entities and individuals. Its advisory offerings encompass financial planning and portfolio management for individuals, small businesses, and institutional clients, while its business model also links to banking and insurance activities through industry affiliations. Compensation for advisory services is reported on a percentage-of-AUM basis. The firm reports being an active ESG investor and functions as a multi-state adviser rather than a single-state shop. It does not present itself as a capital allocator.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Exchange Traded Equities46%
- Cash & Cash Equivalents5%
Owners & executives
1 of 1CHRISTOPHER LONG
Chief Compliance OfficerCRD 6076540
Contacts
3 of 121Michael Silver
Registered RepresentativeCRD 7795234
MARTIN GAMBOA
Investment OfficerCRD 1823174
MATTHEW LUNDE
Registered RepresentativeCRD 5496690
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
KANSAS CITY, MO
JACKSON
Location
KANSAS CITY, MO
Headquartered in KANSAS CITY, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JACKSON
- Address
- 928 Grand Blvd
- Time zone
- CT (UTC-6)
- Office locations
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