N.I.S. FINANCIAL SERVICES, INC.

Broker-DealerFINRA MemberEst. 1970
Total AUM
Advisory reps
160
Avg account
$0

Firm details

Headquarters
KANSAS CITY, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is organized as a corporation and has been registered with the SEC since 1970. FINTRX classifies ownership as a mix of a domestic entity and an individual and lists the firm’s classification as unclassified. The data indicate the firm is not a capital allocator and is not flagged as an active ESG investor. FINTRX also records that the adviser is not a multi-state adviser, was not newly formed, and is not identified as a pension consultant or a related adviser. Publicly disclosed detail on the firm’s advisory focus, client segments, fee schedules, and specific business activities is limited in the FINTRX record, which constrains visibility into how the firm positions client services or its investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • DAVID BALLARD

    Independent ContractorCRD 1077891

  • KEVIN BROWN

    Independent ContractorCRD 1081159

  • DIANE JORGENSON

    Independent ContractorCRD 2066849

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Contacts

3 of 148
  • CRAIG BRUMAGIN

    OwnerCRD 720342

  • CHRISTOPHER PIERCE

    Registered RepresentativeCRD 6459621

  • KEITH HEIDBREDER

    Registered RepresentativeCRD 6078311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

KANSAS CITY, MO

JACKSON

Location

KANSAS CITY, MO

Headquartered in KANSAS CITY, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
JACKSON
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth