N.I.S. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1970
Total AUM
—
Advisory reps
152
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is organized as a corporation and has been SEC-registered since 1970. Ownership is described as a combination of a domestic entity and an individual. The firm's public profile classifies it as “unclassified” and indicates it does not operate as a capital allocator. Regulatory and activity flags reported for the firm are minimal: it is not identified as an active ESG investor, not a multistate adviser, not a newly formed adviser, not a pension consultant, and not listed as a related adviser. The available disclosures do not detail the firm’s advisory services, fee schedule, target client types, or investment preferences.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • Russell Clark

    Independent ContractorCRD 704892

  • Larry Ratashak

    Independent ContractorCRD 707013

  • Kevin Brown

    Independent ContractorCRD 1081159

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Contacts

3 of 140
  • Curtis Calvert

    Curtis Calvert

    Senior Compliance SpecialistCRD 2415786

  • Thomas Brandt

    RepresentativeCRD 28956

  • Dale Depping

    RepresentativeCRD 65778

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth