N.I.S. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1970
Total AUM
Advisory reps
152
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is organized as a corporation and has been registered with the SEC since 1970. Ownership is recorded as a mix of a domestic entity and an individual. The firm's regulatory classification on file is listed as unclassified. The firm's public snapshot flags several operational attributes: it is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not characterized as a newly formed adviser, pension consultant, or related adviser. The available record contains few details about the firm's advisory activities, client segments, fee schedules, or investment mandates, so specifics on strategy, portfolio construction, or use of alternatives are not disclosed in the provided snapshot.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • Russell Clark

    Independent ContractorCRD 704892

  • Larry Ratashak

    Independent ContractorCRD 707013

  • David Ballard

    Independent ContractorCRD 1077891

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Contacts

3 of 140
  • Curtis Calvert

    Curtis Calvert

    Senior Compliance SpecialistCRD 2415786

  • Thomas Brandt

    RepresentativeCRD 28956

  • Dale Depping

    RepresentativeCRD 65778

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth