N.I.S. Financial Services, Inc.
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 5361
- Registered since
- August 8, 1970
Firm profile
FINTRXOverview
N.I.S. Financial Services, Inc. is organized as a corporation and has been registered with the SEC since 1970. Ownership is recorded as a mix of a domestic entity and an individual. The firm's regulatory classification on file is listed as unclassified. The firm's public snapshot flags several operational attributes: it is not identified as a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not characterized as a newly formed adviser, pension consultant, or related adviser. The available record contains few details about the firm's advisory activities, client segments, fee schedules, or investment mandates, so specifics on strategy, portfolio construction, or use of alternatives are not disclosed in the provided snapshot.
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 12Russell Clark
Independent ContractorCRD 704892
Larry Ratashak
Independent ContractorCRD 707013
David Ballard
Independent ContractorCRD 1077891
Contacts
3 of 140
Curtis Calvert
Senior Compliance SpecialistCRD 2415786
Thomas Brandt
RepresentativeCRD 28956
Dale Depping
RepresentativeCRD 65778
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 333 W 11th St
- Time zone
- CT (UTC-6)
- Office locations
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