N.I.S. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1970
Total AUM
Advisory reps
158
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is a corporation that has been SEC-registered since 1970. Ownership is listed as a combination of a domestic entity and an individual. The firm’s public profile is sparse: it is classified as "Unclassified" in the snapshot data and does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The data set does not include details on client segments, fee schedules, advisory services, or specific business activities. That absence of disclosure suggests limited public-facing advisory reporting; any deeper assessment of the firm’s strategies, client focus, or product shelf will require direct inquiry or access to proprietary filings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • David Ballard

    Independent ContractorCRD 1077891

  • Kevin Brown

    Independent ContractorCRD 1081159

  • Diane Jorgenson

    Independent ContractorCRD 2066849

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Contacts

3 of 146
  • Craig Brumagin

    OwnerCRD 720342

  • Christopher Pierce

    Registered RepresentativeCRD 6459621

  • Keith Heidbreder

    Keith Heidbreder

    Registered RepresentativeCRD 6078311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth