Sunset Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1977
Total AUM
—
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
3538
Registered since
April 24, 1977

Firm profile

FINTRX

Overview

Sunset Financial Services, Inc. is organized as a corporation and has been SEC-registered since 1977, indicating a long-established registration history. The firm’s ownership is recorded as a combination of a domestic entity and an individual. In the FINTRX snapshot the firm is listed as “unclassified” rather than being placed into a standard advisory category. It does not identify as a capital allocator, is not active on ESG investing, and is not listed as a multi-state adviser. The profile also indicates the firm is not a pension consultant, not newly formed, and has no related adviser relationships recorded.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Janice Brandt

    VP, Chief Compliance OfficerCRD 3232016

  • Susanna Denney

    Chief Operations OfficerCRD 2467520

Contacts

3 of 39
  • Robert Petzold

    Robert Petzold

    Registered RepresentativeCRD 3047984

  • Kelly Ullom

    OfficerCRD 1569201

  • Mark Lalli

    Mark Lalli

    Registered RepresentativeCRD 1245350

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
3520 Broadway Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth