CARL M. HENNIG, INC.

Overview

Carl M. Hennig, Inc. is a small, long-established corporate wealth intermediary that has been SEC-registered since 1969 and is owned by an individual. The firm operates primarily as a broker‑dealer and provides advisory services in the form of selecting other advisers and managers rather than running large-scale discretionary programs. Its client base is focused on individuals and families, and it bills clients on a percentage-of-AUM basis. The firm identifies as a capital allocator and does not position itself as an active ESG investor or a multi‑state advisory platform.

Assets & Accounts

Investments & Alternatives