Carl M. Hennig, Inc.

Broker-DealerFINRA Member
Total AUM
$27.6M
Discretionary
$0
0% of AUM
Accounts
30
Employees
1
Advisory reps
8
Brokerage reps
1

Firm details

Headquarters
Oshkosh, Wisconsin
CRD number
140
Registered since
March 9, 1969
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Carl M. Hennig, Inc. is a small, Wisconsin-based corporate wealth firm that serves individual and family clients. The firm operates as a broker-dealer and positions itself primarily as a capital allocator that sources and places client assets with outside managers rather than running large in-house strategies. Its advisory activity is centered on the selection of other advisers, and it charges fees as a percentage of assets under management. The firm's regulatory footprint is state-level (Wisconsin) and its ownership is listed as individual. Client relationships appear focused on managed accounts and third-party manager access rather than discretionary in-house portfolio trading.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 100%100%
  • Public Funds/Mutual Funds100%

Contacts

3 of 8
  • Thomas Harenburg

    PrincipalCRD 237016

  • Scot Harenburg

    Financial AdvisorCRD 2330907

  • Kurt Caramanidis

    Kurt Caramanidis

    AgentCRD 4318374

Unlock 5 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Oshkosh, WI

Winnebago

Location

Oshkosh, WI

Headquartered in Oshkosh, WI, anchoring the Appleton-Oshkosh-Neenah, WI metro in the Midwest.

Metro area
Appleton-Oshkosh-Neenah, WI
Region
Midwest
County
Winnebago
Address
206 N Main St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth