ASSOCIATED INVESTMENT SERVICES, INC.
Firm details
- Headquarters
- GREEN BAY, Wisconsin
- CRD number
- 1464
- Registered since
- July 1, 2010
- Website
- www.associatedbank.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.86%
- HNWI38.71%
- Charitable Organizations0.15%
- State / Municipal Government0.15%
- Corporations / Businesses0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Associated Investment Services, Inc. operates as a bank-affiliated broker-dealer that also provides insurance brokerage and advisory services. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. It charges fees based on a percentage of assets under management and acts as a capital allocator, placing client capital with external managers when appropriate. The firm is SEC-registered since 2010 and does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities10%
Owners & executives
3 of 3Heath Sorenson
CEOCRD 4528655
MICHAEL KUIPERS
President, CEOCRD 2436388
MICHAEL HOCHHOLZER
Chief Investment OfficerCRD 2878493
Contacts
3 of 74Marilee Wieber
Sales AssistantCRD 7037105
JoAnna Guinn
SupervisorCRD 5061921
BARTON TURNER
SVP, Private Wealth AdvisorCRD 4824380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 136Active vs passive
$926M in ETFs
93%
$863M
1%
$63M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP INDEX FUND (VO) | Vanguard | Passive | Mid Cap Blend | $72.8M | 253,498 | 7.86% |
Location
GREEN BAY, WI
BROWN
Location
GREEN BAY, WI
Headquartered in GREEN BAY, WI, anchoring the Green Bay-Shawano, WI metro in the Midwest.
- Metro area
- Green Bay-Shawano, WI
- Region
- Midwest
- County
- BROWN
- Address
- 433 Main St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
PACKERLAND BROKERAGE SERVICES, INC.
Broker-DealerGREEN BAY, WI
KCD FINANCIAL, INC.
Broker-DealerGREEN BAY, WI
LANDAAS & COMPANY
Broker-DealerMILWAUKEE, WI
H. C. DENISON CO.
Broker-DealerSheboygan, WI
COORDINATED CAPITAL SECURITIES, INC.
Broker-DealerFORT ATKINSON, WI
HARBOUR INVESTMENTS, INC.
Broker-DealerMADISON, WI