Associated Investment Services, Inc.
Firm details
- Headquarters
- Green Bay, Wisconsin
- CRD number
- 1464
- Registered since
- July 1, 2010
- Website
- www.associatedbank.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals60.86%
- HNWI38.71%
- Charitable Organizations0.15%
- State / Municipal Government0.15%
- Corporations / Businesses0.13%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Associated Investment Services, Inc. is a corporate broker-dealer that also acts as an insurance broker and adviser. The firm is registered with the SEC (registration effective 2010) and serves both individual/family and institutional clients. Its advisory work emphasizes financial planning, portfolio management for individuals and small businesses, and selecting outside managers. The firm charges fees as a percentage of assets under management and is identified as a capital allocator; it does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Exchange Traded Equities10%
Owners & executives
3 of 3
Heath Sorenson
CEOCRD 4528655
Michael Kuipers
President, CEOCRD 2436388
Michael Hochholzer
Chief Investment OfficerCRD 2878493
Contacts
3 of 70
John Ladick
Product SpecialistCRD 5172598
Jacob Rabas
Financial AdvisorCRD 5330865
Peter Engstrom
Financial ConsultantCRD 4332592
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 152Active vs passive
$1.1B in ETFs
93%
$994M
1%
$71.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MID-CAP INDEX FUND (VO) | Vanguard | Passive | Mid Cap Blend | $83.8M | 1,039,951 | 7.86% |
Location
Green Bay, WI
Brown
Location
Green Bay, WI
Headquartered in Green Bay, WI, anchoring the Green Bay-Shawano, WI metro in the Midwest.
- Metro area
- Green Bay-Shawano, WI
- Region
- Midwest
- County
- Brown
- Address
- 433 Main St
- Time zone
- CT (UTC-6)
- Office locations
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