KCD FINANCIAL, INC.
Firm details
- Headquarters
- GREEN BAY, Wisconsin
- CRD number
- 127473
- Registered since
- March 16, 2017
- Website
- www.kcdfinancial.com
- Custodians
- TRADE-PMR INC., SEI INVESTMENTS DISTRIBUTION CO., HILLTOP SECURITIES INC., FREEDOM INVESTMENT MANAGEMENT
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals68.34%
- HNWI31.66%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
KCD Financial, Inc. operates as an independent broker-dealer and insurance broker that serves individual and family clients. The firm combines brokerage capabilities with advisory services—financial planning, portfolio management for individuals and small businesses, and selection of outside advisers—and functions as a capital allocator for client portfolios. Its fee mix includes percentage-of-AUM charges alongside hourly and fixed fees and other arrangements. FINTRX marks the firm as not an active ESG investor and not a multi-state adviser in its regulatory classification.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Private Funds25%
- Cash & Cash Equivalents7%
- Non-Exchange Traded Equities4%
- US Government Bonds3%
Owners & executives
3 of 4CHRISTOPHER MARRS
Owner & CEOCRD 2260838
Gregory Genovese
Chief Executive OfficerCRD 2125884
LESTER HOCHLER
Chief Compliance OfficerCRD 3209012
Contacts
3 of 53DAVID ANDERSEN
OwnerCRD 2425964
William Cerelli
Registered RepresentativeCRD 2698281
DESIREE PAOUR
Registered RepresentativeCRD 4077749
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GREEN BAY, WI
BROWN
Location
GREEN BAY, WI
Headquartered in GREEN BAY, WI, anchoring the Green Bay-Shawano, WI metro in the Midwest.
- Metro area
- Green Bay-Shawano, WI
- Region
- Midwest
- County
- BROWN
- Address
- 3061 Allied St
- Time zone
- CT (UTC-6)
- Office locations
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