HARBOUR INVESTMENTS, INC.
Firm details
- Headquarters
- MADISON, Wisconsin
- CRD number
- 19258
- Registered since
- April 10, 1987
- Website
- harbourinv.com
- Fee structure
- Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions
- Client types
- Individuals69.28%
- HNWI27.04%
- Charitable Organizations1.31%
- State / Municipal Government1.12%
- Pension & Profit Sharing Plans0.74%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Harbour Investments, Inc. is a corporation that operates as an independent broker‑dealer and insurance broker and has been SEC‑registered since 1987. The firm serves both individual/family and institutional clients and is owned by an individual. Its business model blends brokerage and advisory services: it offers financial planning, portfolio management for individuals and small businesses, and services that include selecting outside advisers. Harbour presents a range of fee arrangements (asset‑based fees, hourly, subscription, fixed fees and commissions) and is identified as a capital allocator that directs client capital to external managers. The snapshot flags the firm as not being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- Other2%
Owners & executives
3 of 10NICK SONDEL
CEO & ChairmanCRD 1261064
SCOTT CONWELL
Chief Operating OfficerCRD 4238913
DANIEL OSBORN
CEO & Financial AdvisorCRD 5906150
Contacts
3 of 292CHRIS MORGAN
Managing PartnerCRD 2265541
SANDRA EICHEL
OwnerCRD 6032012
RACHEL HOOK
Partner, Financial AdvisorCRD 7150754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,402Active vs passive
$6.4B in ETFs
59%
$3.8B
34%
$2.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $236M | 395,174 | 3.69% |
Location
MADISON, WI
DANE
Location
MADISON, WI
Headquartered in MADISON, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- DANE
- Address
- 575 Donofrio Dr
- Time zone
- CT (UTC-6)
- Office locations
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