CENTRAL STATES CAPITAL MARKETS, LLC

Overview

Central States Capital Markets, LLC is a limited liability company that operates as both a broker-dealer and an investment adviser. The firm has been SEC-registered since 2011 and is owned by a combination of a domestic entity and an individual. Its client roster includes both individual and family clients as well as institutional relationships, and its advisory activities emphasize portfolio management for individuals/small businesses and for businesses or institutions. The firm uses a fee model that combines a percentage-of-AUM charge with the potential for performance-based fees. It does not identify itself as an active ESG investor, does not act as a capital allocator, and the snapshot data classifies it as not a multi-state adviser despite maintaining multiple office locations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices