COPPER FINANCIAL
Firm details
- Headquarters
- LENEXA, Kansas
- CRD number
- 168203
- Registered since
- April 30, 2015
- Website
- cu.financial
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals89.12%
- HNWI10.88%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Copper Financial is an insurance broker-dealer that also provides advisory services to individuals and families. The firm is organized as an LLC, registered with the SEC since 2015, and identifies as a capital allocator. Its client-facing work combines broker-dealer and insurance brokerage activities with fee-based advisory services including financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and educational seminars. Fee arrangements include a mix of percentage-of-AUM, hourly charges, and fixed fees. The firm is flagged as an active ESG investor.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities20%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1LISA ROSELLE GINTER
Chief Executive OfficerCRD 6482083
Contacts
3 of 46AMY DOLL
Senior Vice PresidentCRD 4131406
Andre Yoskowitz
Wealth AdvisorCRD 5779617
Suzanne Wallace
Associated PersonCRD 7072324
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LENEXA, KS
JOHNSON
Location
LENEXA, KS
Headquartered in LENEXA, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JOHNSON
- Address
- 9777 Ridge Dr
- Time zone
- CT (UTC-6)
- Office locations
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