Copper Financial
Firm details
- Headquarters
- Lenexa, Kansas
- CRD number
- 168203
- Registered since
- April 30, 2015
- Website
- cu.financial
- Custodians
- APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals89.12%
- HNWI10.88%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Copper Financial is an SEC-registered limited liability company that combines broker-dealer and insurance brokerage activities with investment advisory services for individuals and families. Founded (SEC-registered) in 2015, the firm operates as a capital allocator and provides fee arrangements that include percentage-of-AUM, hourly, and fixed-fee billing. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, selection of outside managers, and educational seminars. The firm also identifies as an active ESG investor and maintains industry ties to banking/thrift and insurance-company sectors.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities20%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Lisa Roselle Ginter
Chief Executive OfficerCRD 6482083
Contacts
3 of 46
Amy Doll
Senior Vice PresidentCRD 4131406
Andre Yoskowitz
Wealth AdvisorCRD 5779617
Suzanne Wallace
Associated PersonCRD 7072324
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Lenexa, KS
Johnson
Location
Lenexa, KS
Headquartered in Lenexa, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 9777 Ridge Dr
- Time zone
- CT (UTC-6)
- Office locations
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