Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
ALEXANDER INVESTMENT SERVICES CO.
Broker-DealerLOUISVILLE, KY
AUM $496MTEAM 12REPS 12
BROWN, LISLE/CUMMINGS, INC
Broker-DealerPROVIDENCE, RI
AUM $487MTEAM 13REPS 13
FSB PREMIER WEALTH MANAGEMENT, INC.
Broker-DealerWATERLOO, IA
AUM $432MTEAM 12REPS 12
LIFEMARK SECURITIES CORP.
Broker-DealerROCHESTER, NY
AUM $425MTEAM 78REPS 166
CASCADE INVESTMENT GROUP, INC.
Broker-DealerCOLORADO SPRINGS, CO
AUM $420MTEAM 6REPS 7
ORIENTAL FINANCIAL SERVICES LLC
Broker-DealerSAN JUAN, PR
AUM $420MTEAM 28REPS 28
COPPER FINANCIAL
Broker-DealerLENEXA, KS
AUM $411MTEAM 50REPS 47
NORTHLAND ASSET MANAGEMENT
Broker-DealerMINNEAPOLIS, MN
AUM $405MTEAM 22REPS 191
BCI SECURITIES, INC.
Broker-DealerMIAMI, FL
AUM $402MTEAM 74REPS 61
THE STRATEGIC FINANCIAL ALLIANCE
Broker-DealerAtlanta, GA
AUM $382MTEAM 56REPS 143
UNITED BROKERAGE SERVICES INC
Broker-DealerPARKERSBURG, WV
AUM $372MTEAM 95REPS 75
M. E. ALLISON & CO., INC.
Broker-DealerSAN ANTONIO, TX
AUM $366MTEAM 12REPS 12
U. S. BOSTON CAPITAL CORPORATION
Broker-DealerLINCOLN, MA
AUM $360MTEAM 5REPS 18
ACA/PRUDENT INVESTORS PLANNING CORPORATION
Broker-DealerGREEN BROOK, NJ
AUM $351MTEAM 2REPS 2
CRESAP, INC.
Broker-DealerRADNOR, PA
AUM $339MTEAM 16REPS 17
FIRST DALLAS SECURITIES, INC.
Broker-DealerDALLAS, TX
AUM $336MTEAM 20REPS 17
AMERICAN FUNDSTARS
Broker-DealerIRVINE, CA
AUM $333MTEAM 14REPS 25
COLLIERS SECURITIES LLC
Broker-DealerMINNEAPOLIS, MN
AUM $330MTEAM 120REPS 76
WEITZEL FINANCIAL SERVICES, INC.
Broker-DealerDUBUQUE, IA
AUM $328MTEAM 4REPS 7
UNIVERSAL FINANCIAL SERVICES INC.
Broker-DealerGuaynabo, PR
AUM $325MTEAM 3REPS 8
EMERSON EQUITY LLC
Broker-DealerSAN MATEO, CA
AUM $322MTEAM 343REPS 222
B.B. GRAHAM & COMPANY, INC.
Broker-DealerORANGE, CA
AUM $322MTEAM 32REPS 81
H. C. DENISON CO.
Broker-DealerSheboygan, WI
AUM $310MTEAM 4REPS 4
ONEAMERICA SECURITIES, INC.
Broker-DealerINDIANAPOLIS, IN
AUM $306MTEAM 340REPS 593
Other AUM ranges
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