FSB PREMIER WEALTH MANAGEMENT, INC.

Broker-DealerFINRA MemberEst. 2017
Total AUM
$432M
Discretionary
$432M
100% of AUM
Accounts
2,130
Employees
12
Advisory reps
12
Brokerage reps
11

Firm details

Headquarters
WATERLOO, Iowa
CRD number
15898
Registered since
September 1, 2017
Website
fsbfs.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI58.52%
  • Individuals37.83%
  • Corporations / Businesses1.83%
  • Charitable Organizations1.81%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

FSB Premier Wealth Management, Inc. is a corporation operating as a bank-affiliated broker-dealer and insurance broker that registered with the SEC in 2017. Its advisory practice serves both individual/family and institutional clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting services. The firm charges fees via a mix of assets-under-management, hourly billing, and fixed-fee arrangements. The firm reports a domestic ownership structure and does not identify as an active ESG investor or a multi-state adviser. It is affiliated with a banking or thrift institution, reflecting its classification as a bank broker-dealer rather than an independent RIA capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 28%, Derivatives 4%, Cash & Cash Equivalents 4%, US Government Bonds 1%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities28%
  • Derivatives4%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Owners & executives

2 of 2
  • RYAN RISETTER

    CEO and FounderCRD 6205053

  • RODNEY DUROE

    CFOCRD 5622217

Contacts

3 of 10
  • Jeffrey Siders

    Staff AccountantCRD 7694739

  • ABIGAIL SEARS

    Private Banking ManagerCRD 5112238

  • ROBERT HANSEN

    Private BankerCRD 6322576

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 205

Active vs passive

$280M in ETFs

Passive

56%

$158M

Active

34%

$122M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$15.5M25,9565.55%

Location

Primary office

WATERLOO, IA

BLACK HAWK

Location

WATERLOO, IA

Headquartered in WATERLOO, IA, in the Midwest of the United States.

Region
Midwest
County
BLACK HAWK
Address
131 Tower Park Dr
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth