NATIONS FINANCIAL GROUP, INC.

Broker-DealerFINRA MemberEst. 2000
Total AUM
$4.8B
Discretionary
$3.7B
78% of AUM
Accounts
10,535
Employees
94
Advisory reps
97
Brokerage reps
79

Firm details

Headquarters
CEDAR RAPIDS, Iowa
CRD number
44181
Registered since
May 3, 2000
Website
www.nationsfg.com
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI70.96%
  • Individuals25.44%
  • Corporations / Businesses2.38%
  • Pension & Profit Sharing Plans0.69%
  • Charitable Organizations0.55%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Nations Financial Group, Inc. is a corporation operating primarily as an insurance broker-dealer that also provides advisory services. The firm combines broker-dealer and insurance distribution activities with financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its advisory menu includes pension consulting and the selection of third-party advisers, and it charges both a percentage-of-AUM fee and fixed fees. The snapshot identifies the firm as a capital allocator serving individual and family clients as well as institutional relationships. ESG is not listed as an active investment focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 62%, Exchange Traded Equities 26%, Cash & Cash Equivalents 7%, Private Funds 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%62%
  • Public Funds/Mutual Funds62%
  • Exchange Traded Equities26%
  • Cash & Cash Equivalents7%
  • Private Funds2%
  • State & Local Bonds1%

Owners & executives

3 of 9

  • ERIK BJORSETH

    Chief Growth OfficerCRD 4404352

  • RICHARD BENNETT

    CEOCRD 858716

  • STEPHEN CAIRNEY

    Chief Operating OfficerCRD 3085019

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Contacts

3 of 88

  • GARY COSTARELLA

    Registered RepresentativeCRD 1382449

  • GREGORY WOLFE

    Branch ManagerCRD 836618

  • WILLIAM SHEPARD

    Registered RepresentativeCRD 1193984

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 508

Active vs passive

$1.3B in ETFs

Passive

71%

$918M

Active

23%

$368M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$48.3M73,9373.76%
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Location

Primary office

CEDAR RAPIDS, IA

LINN

Location

CEDAR RAPIDS, IA

Headquartered in CEDAR RAPIDS, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.

Metro area
Cedar Rapids-Iowa City, IA
Region
Midwest
County
LINN
Address
3925 Fountains Blvd NE
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth