AUSDAL FINANCIAL PARTNERS, INC.
Firm details
- Headquarters
- DAVENPORT, Iowa
- CRD number
- 7995
- Registered since
- June 5, 2008
- Website
- www.ausdal.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- HNWI55.29%
- Individuals41.95%
- Corporations / Businesses2.22%
- Pension & Profit Sharing Plans0.41%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Ausdal Financial Partners, Inc. operates as an independent broker-dealer that also functions as a capital allocator and registered adviser. The firm serves both individual/family clients and institutional accounts, offering financial planning, portfolio management for individuals, small businesses and institutions, and the selection of outside advisers. Its business model combines transactional broker-dealer activity with fee-based advisory services, and it charges clients through a mix of percentage-of-AUM fees, hourly and fixed fees, commissions, and other arrangements. The firm is not an active ESG investor and is not structured as a multistate or newly formed adviser. It also lists affiliations with other investment advisers, accounting firms, and sponsors or managers of pooled investment vehicles, which supports its ability to tap third-party managers and product sponsors.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities20%
- Cash & Cash Equivalents4%
- Private Funds2%
- Other2%
Owners & executives
3 of 16LAUREN OSCHMAN
PARTNER & CHIEF EXECUTIVE OFFICERCRD 5679713
TIMOTHY BELDNER
Partner, CEOCRD 5309491
JAMES SIMPSON
Chief Executive OfficerCRD 2204191
Contacts
3 of 274ALEXANDRA DURHAM
Partner, Financial AdvisorCRD 5700194
WILLIAM KARSTENSON
Registered RepresentativeCRD 1497106
MICHELE STRAUTS
Registered RepresentativeCRD 4689991
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 678Active vs passive
$1.9B in ETFs
71%
$1.3B
24%
$547M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE FLOATING RATE TREASURY FUND (USFR) | Wisdom Tree | Passive | Ultrashort Bond | $56.4M | 1,120,648 | 3.04% |
Location
DAVENPORT, IA
SCOTT
Location
DAVENPORT, IA
Headquartered in DAVENPORT, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.
- Metro area
- Davenport-Moline, IA-IL
- Region
- Midwest
- County
- SCOTT
- Address
- 5187 Utica Ridge Rd
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
NATIONS FINANCIAL GROUP, INC.
Broker-DealerCEDAR RAPIDS, IA
INTEGRITY ALLIANCE, LLC
Broker-DealerURBANDALE, IA
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
Broker-DealerCEDAR RAPIDS, IA
PRINCIPAL SECURITIES, INC.
Broker-DealerDES MOINES, IA
FSB PREMIER WEALTH MANAGEMENT, INC.
Broker-DealerWATERLOO, IA
WEITZEL FINANCIAL SERVICES, INC.
Broker-DealerDUBUQUE, IA