Ausdal Financial Partners, Inc.

Broker-DealerFINRA MemberEst. 2008
Total AUM
$3.7B
Discretionary
$3.5B
93% of AUM
Accounts
16,572
Employees
306
Advisory reps
293
Brokerage reps
283

Firm details

Headquarters
Davenport, Iowa
CRD number
7995
Registered since
June 5, 2008
Website
www.ausdal.com
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types
  • HNWI55.29%
  • Individuals41.95%
  • Corporations / Businesses2.22%
  • Pension & Profit Sharing Plans0.41%
  • Charitable Organizations0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ausdal Financial Partners, Inc. operates as an independent broker-dealer that also provides advisory services. The firm offers financial planning and portfolio management for individuals, small businesses, and institutions, and it selects third-party managers on behalf of clients. Its client base spans individual and family investors as well as institutional clients. Compensation methods include percentage-of-AUM fees, hourly and fixed fees, commissions, and other arrangements. Ausdal does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 70%, Exchange Traded Equities 20%, Cash & Cash Equivalents 4%, Private Funds 2%, Other 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%70%
  • Public Funds/Mutual Funds70%
  • Exchange Traded Equities20%
  • Cash & Cash Equivalents4%
  • Private Funds2%
  • Other2%

Owners & executives

3 of 16
  • Lauren Oschman

    Lauren Oschman

    PARTNER & CHIEF EXECUTIVE OFFICERCRD 5679713

  • Timothy Beldner

    Timothy Beldner

    Partner, CEOCRD 5309491

  • James Simpson

    Chief Executive OfficerCRD 2204191

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Contacts

3 of 277
  • Alexandra Durham

    Alexandra Durham

    Partner, Financial AdvisorCRD 5700194

  • William Karstenson

    Registered RepresentativeCRD 1497106

  • Michele Strauts

    Registered RepresentativeCRD 4689991

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 727

Active vs passive

$2.1B in ETFs

Passive

70%

$1.5B

Active

24%

$640M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$90.2M817,4264.28%
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Location

Primary office

Davenport, IA

Scott

Location

Davenport, IA

Headquartered in Davenport, IA, anchoring the Davenport-Moline, IA-IL metro in the Midwest.

Metro area
Davenport-Moline, IA-IL
Region
Midwest
County
Scott
Address
5187 Utica Ridge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth