Broker-Dealers: $100M – $500M AUM
88 Broker-Dealers in the $100M – $500M AUM range, ranked by reported regulatory assets.
HANCOCK WHITNEY INVESTMENT SERVICES INC.
Broker-DealerNEW ORLEANS, LA
AUM $306MTEAM 49REPS 16
MACK INVESTMENT SECURITIES, INC.
Broker-DealerNORTHFIELD, IL
AUM $303MTEAM 8REPS 12
ACCESS FINANCIAL GROUP, INC.
Broker-DealerCHICAGO, IL
AUM $302MTEAM 6REPS 5
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
Broker-DealerLIBERTY LAKE, WA
AUM $300MTEAM 9REPS 9
USA FINANCIAL SECURITIES LLC
Broker-DealerADA, MI
AUM $297MTEAM 172REPS 179
LEIGH BALDWIN & CO., LLC
Broker-DealerCAZENOVIA, NY
AUM $291MTEAM 16REPS 66
MARTIN NELSON & CO., INC.
Broker-DealerSEATTLE, WA
AUM $287MTEAM 9REPS 9
WESBANCO SECURITIES, INC.
Broker-DealerSaint Clairsville, OH
AUM $286MTEAM 110REPS 99
SMITH, BROWN & GROOVER INC. D/B/A SBG WEALTH MANAGEMENT
Broker-DealerMACON, GA
AUM $284MTEAM 7REPS 7
MILESTONE INVESTMENTS, INC.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
WILMINGTON CAPITAL SECURITIES, LLC
Broker-DealerGARDEN CITY, NY
AUM $277MTEAM 6REPS 33
WEALTH ASSET MANAGERS
Broker-DealerSPOKANE, WA
AUM $272MTEAM 15REPS 12
ACCRUED EQUITIES INC.
Broker-DealerMELVILLE, NY
AUM $272MTEAM 4REPS 4
OFG FINANCIAL SERVICES, INC.
Broker-DealerTOPEKA, KS
AUM $271MTEAM 30REPS 55
DIVERSIFIED RESOURCES, LLC
Broker-DealerWARWICK, RI
AUM $269MTEAM 6REPS 1
W&S BROKERAGE SERVICES, INC.
Broker-DealerCINCINNATI, OH
AUM $257MTEAM 114REPS 431
CORRELL CO. INVESTMENT SERVICES CORP.
Broker-DealerHICKORY HILLS, IL
AUM $233MTEAM 4REPS 13
J W KORTH & COMPANY
Broker-DealerLANSING, MI
AUM $229MTEAM 20REPS 17
THOMPSON DAVIS ASSET MANAGEMENT
Broker-DealerRICHMOND, VA
AUM $211MTEAM 9REPS 9
KCD FINANCIAL, INC.
Broker-DealerGREEN BAY, WI
AUM $202MTEAM 29REPS 57
NESTLERODE & LOY, INC.
Broker-DealerSTATE COLLEGE, PA
AUM $199MTEAM 4REPS 6
LIEBLONG & ASSOCIATES, INC.
Broker-DealerLITTLE ROCK, AR
AUM $198MTEAM 4REPS 4
GLADOWSKY CAPITAL MANAGEMENT CORP
Broker-DealerSMITHTOWN, NY
AUM $198MTEAM 4REPS 4
CONTINENTAL INVESTORS SERVICES, INC.
Broker-DealerLONGVIEW, WA
AUM $197MTEAM 14REPS 19
Other AUM ranges
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