USA FINANCIAL SECURITIES LLC
Firm details
- Headquarters
- ADA, Michigan
- CRD number
- 103857
- Registered since
- August 24, 2007
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals71.47%
- HNWI26.78%
- Corporations / Businesses1.75%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
USA Financial Securities LLC is an LLC operating as an insurance broker-dealer and SEC-registered firm since 2007. The firm combines broker-dealer activities with advisory services that include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Its client base spans individual and family relationships as well as institutional clients. Compensation mixes fee models (percentage of AUM, hourly, and fixed fees) with commission-based business, reflecting its hybrid broker/adviser positioning. The firm reports that it acts as a capital allocator and is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds26%
- Cash & Cash Equivalents13%
Owners & executives
3 of 15DANIEL WELP
Chief Financial Officer, Wealth PlannerCRD 5094831
WILLIAM BACHERT
Chief Financial OfficerCRD 4576698
JAMES MCCONNELL
Chief Operations OfficerCRD 4679140
Contacts
3 of 164Jason Levy
CRD 8100318
Gregory Karp
Registered RepresentativeCRD 2561771
Michael Bacchus
Registered RepresentativeCRD 6138279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ADA, MI
KENT
Location
ADA, MI
Headquartered in ADA, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.
- Metro area
- Grand Rapids-Kentwood-Muskegon, MI
- Region
- Midwest
- County
- KENT
- Address
- 6020 Fulton St E
- Time zone
- ET (UTC-5)
- Office locations
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